Our client, an international advisory firm is looking to recruit a Junior Compliance Officer to join their team. The... successful candidate will be working closely with the compliance team to assist with the company's due diligence process Responsibilities...
Job Description : We are looking for a Junior Compliance Officer to join our client's team. ABOUT OUR CLIENT... Compliance Officer and MLRO with any regulatory filings. Ensure that the internal compliance system is kept abreast...
We are looking for a Junior Compliance Officer to join our client's team. ABOUT OUR CLIENT Our client is a fully... assessments and ensure adherence to AML/CFT requirements on an ongoing basis. Support Senior Compliance Officer and MLRO...
and reports prepared by Resolution; The appointee may also be involved in on-site compliance visits; Provide input to policy...
and reports prepared by Resolution; The appointee may also be involved in on-site compliance visits; Provide input to policy...
a Senior Investor Relations Officer to join their team. Main responsibilities : Conduct AML checks on shareholder accounts... and guidance to junior team members. Generate and deliver periodic reports on shareholder trading activity to Fund Managers...
, quantitative analysis, actuarial, compliance and others. About the Role As Senior Legal Officer your tasks will include: The... possible involvement in on-site compliance visits; To attend sittings at the Tribunal or Court, as necessary; Supervise more junior staff...
position by recruiting a Junior Health and Safety Executive. A day in the life of… As the Senior Security... and updating of security protocols and emergency plans. Compliance: Ensure compliance with local regulations and industry...
Support the Head of Transfer Agency in team management and internal controls Coach of junior team members Provide periodic... Transfer Agency relationship with Fund Managers What skills do you need? A diploma in Compliance and/or AML...
insurance industry forming part of our financial services team. The suitable candidate for this role is a compliance... and pitches Facilitating the client's process for obtaining or extending their operating Licence Supporting the Compliance...