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Keywords: Lead, Trading & Brokerage Compliance, Location: USA

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Lead, Trading & Brokerage Compliance

more at anchorage.com, on X @Anchorage, and on LinkedIn. As the Lead for Brokerage and Trading Compliance, you will lead the... compliance program for the trading and prime brokerage business and help support new business activity across multiple regulated...

Location: USA
Posted Date: 07 Mar 2025

Electronic Trading Client Connectivity Product Manager - Vice President

coverage and sales desks. Our electronic trading products are fully integrated with the firm's prime brokerage services...Job Description: As a Vice President Electronic Trading Product Manager within JPM's Electronic Client Solutions (ECS...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 14 Feb 2025

Senior Compliance Manager

range of macroeconomic, climate, and political topics. Job Summary: We seek a highly experienced Senior Compliance Manager to lead...: Lead and mentor a team of compliance professionals, fostering a high-performing and collaborative work environment...

Location: Chicago, IL
Posted Date: 08 Mar 2025

Compliance Manager, Analyst

aspires to lead the way towards a more sustainable future for our industry and are committed to trading on nature's terms... to our customers. Read more at www.dsv.com Location: USA - Iselin, Wood Ave Division: Air & Sea Job Posting Title: Compliance...

Company: DSV
Location: Iselin, NJ
Posted Date: 07 Mar 2025
Salary: $86500 - 129500 per year

Director of Crypto Compliance

with confidence and innovation. About the Team & Role: As the Director of Crypto Compliance, you will lead AML transaction... What You Bring: Lead strategic direction, training and advisory support with regards to Compliance in the USA Develop and maintain...

Company: moomoo
Location: Jersey City, NJ
Posted Date: 06 Mar 2025
Salary: $125000 - 165000 per year

Associate Vice President, Corporate Compliance (Code of Ethics)

, outside business activity, etc. Act as a lead for the global training program for the Legal and Compliance Department... and Compliance Department oversees and manages Ares’ global Legal, Regulatory and Compliance functions and programs. Under the...

Posted Date: 30 Jan 2025
Salary: $155000 - 190000 per year

Senior Compliance Officer

of activity of disclosed brokerage accounts and insider trading flags Investigate and preparing draft response to various...How Will Your Role Impact First Command? Under the general supervision of Compliance leadership, the Senior...

Posted Date: 15 Dec 2024

Lead Servicing Advisor

coordination of daily trading and reviewing daily completed tasks Adhere to compliance notation Assist in marketing materials... and financial planning review meetings Each client has a lead advisor and a servicing advisor. The client meets twice a year, once...

Company: SWMG, LLC
Location: Fort Worth, TX
Posted Date: 10 Mar 2025

Customs Specialist, Entry Writer

Customs Specialist is responsible for managing customs-related processes and ensuring compliance with customs regulations... and review customs documentation, including import and export declarations. Ensure compliance with customs regulations...

Company: DSV
Location: Torrance, CA
Posted Date: 10 Mar 2025
Salary: $22.5 - 30.5 per hour

Broker

, ensuring efficient service and prompt issue resolution guaranteeing accuracy, compliance, and timely delivery. They leverage.... What will your job entail? Job Responsibilities: Collaborates with senior and lead brokers, forging and nurturing enduring client...

Location: Burbank, CA
Posted Date: 09 Mar 2025
Salary: $120000 - 150000 per year

Freight Forwarder Air Export Gateway

cargo space, arranging pick-ups, and coordinating with carriers and airlines. Ensure compliance with export regulations... and obtaining necessary permits or certificates. Ensure adherence to customs regulations and trade compliance standards. Monitor...

Company: DSV
Location: Atlanta, GA
Posted Date: 09 Mar 2025
Salary: $22.5 - 30.5 per hour

Risk Management - Hedge Funds Credit Officer - Vice President

appetite for client lending, trading, clearing, prime brokerage and custody activity. You will serve as the Credit Officer... for and partner with colleagues from Sales & Trading, Prime Brokerage, Investor Client Management, Treasury & Security Services, Legal...

Company: JPMorgan Chase
Location: New York
Posted Date: 08 Mar 2025
Salary: $109250 - 240000 per year

Vice President - Syndicate Operations Head - Getzville (Hybrid)

top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage, Futures, Listed Derivs, FXPB) where Citi.... We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Banking Deal teams...

Company: Citigroup
Location: Getzville, NY
Posted Date: 07 Mar 2025
Salary: $92000 - 138000 per year

Senior Strategic Partnership Manager

a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission... revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed...

Company: moomoo
Location: Jersey City, NJ
Posted Date: 06 Mar 2025
Salary: $96000 - 132000 per year

Customs Broker, Licensed

correctly, cost-efficiently, in compliance with Company standards. This position is exempt and typically reports to a licensed... Customs Brokerage Manager, Import Operations Manager, or Branch Manager under general supervision. Duties...

Company: DSV
Location: Chester, PA
Posted Date: 06 Mar 2025
Salary: $24.75 - 33.5 per hour

Customs Specialist, Entry Writer

aspires to lead the way towards a more sustainable future for our industry and are committed to trading on nature's terms...-related processes and ensuring compliance with customs regulations within the transportation and logistics industry...

Company: DSV
Location: Laredo, TX
Posted Date: 05 Mar 2025
Salary: $16.75 - 22.75 per hour

Customs Specialist (Entry Writer)

compliance with customs regulations within the transportation and logistics industry. They facilitate the smooth flow of goods... and Responsibilities Prepare and review customs documentation, including import and export declarations. Ensure compliance with customs...

Company: DSV
Location: Durham, NC
Posted Date: 05 Mar 2025
Salary: $21.25 - 28.75 per hour

Customs Specialist, Entry Writer

The Customs Specialist is responsible for managing customs-related processes and ensuring compliance with customs... Prepare and review customs documentation, including import and export declarations. Ensure compliance with customs...

Company: DSV
Location: Itasca, IL
Posted Date: 05 Mar 2025
Salary: $22.5 - 30.5 per hour

Customs Specialist, Entry Writer

Summary The Customs Specialist is responsible for managing customs-related processes and ensuring compliance with customs... Prepare and review customs documentation, including import and export declarations. Ensure compliance with customs...

Company: DSV
Location: Erlanger, KY
Posted Date: 05 Mar 2025
Salary: $20.5 - 27.75 per hour

Freight Forwarder, Air Export

for coordinating and executing the air export process, ensuring compliance with international regulations, and facilitating the timely.... Ensure accuracy and compliance with international trade and customs regulations. Ensure adherence to customs regulations...

Company: DSV
Location: Iselin, NJ
Posted Date: 02 Mar 2025
Salary: $22.5 - 30.5 per hour