and building owners. Your Team: Reporting to the Chief Compliance Officer, the Lead Compliance Officer, will be a key member..., policies, and procedures. The Lead Compliance Officer may have the opportunity to help strengthen the office and agency...
COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible... Banking Department is responsible for managing and maintaining assigned areas of the compliance program covering Fair...
selected candidate will report to an Assistant Agency Chief Contracting Officer, and lead a team of six contract managers... of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked with overseeing, managing...
and building owners. Job Description: Reporting to the First Deputy Commissioner, the Chief Compliance Officer (CCO) will lead... autonomously. The Chief Compliance Officer's responsibilities will include: - Supervise, track, monitor, and maintain expertise...
The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field... after the execution of a process (QA). Support in dealing with Operational and Compliance Risk in accordance...
Job Description: Employer: DWS Group Title: Senior Alternative Compliance Officer (Senior AFC & Compliance Officer... of their coverage areas. The Senior AFC & Compliance Officer will support the Illiquids Alternative business lines in the Americas...
Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working... role of Chief Compliance Officer working at a Self-Clearing Broker-Dealer within the last 10 years will be considered...
Requisition ID: req56541 Job Title: Program Officer, US Partnerships and Compliance Sector: Grants Employment..., US Partnerships and Compliance on the RAI Resource Acquisition & Management team, the Program Officer, US Partnerships and Compliance...
US CRA We are looking for a senior CRA Compliance Officer/CRA Program Manager to join our Compliance Team in New York... for its successful implementation. The Senior CRA Officer-CRA Program Manager shall also be the key point of contact for internal and external...
US CRA We are looking for a senior CRA Compliance Officer/CRA Program Manager to join our Compliance Team in New York... for its successful implementation. The Senior CRA Officer-CRA Program Manager shall also be the key point of contact for internal and external...
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory Corporate Title... and inspections Support the global compliance monitoring program by providing input on the framework documents and completing...
Job Description: Job Title Compliance Officer – Fixed Income Sales & Trading - Credit Corporate Title Vice... Provide regulatory/compliance training; assist the Business in implementing and documenting various supervisory/control...
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading - Rates.../compliance training; assist the Business in implementing and documenting various supervisory/control mechanisms Participate...
at least three days a week in the office. The Chief Counsel and Chief Compliance Officer will serve as the trusted adviser to Marsh... and monitoring, and activating risk management controls. This position will directly lead a team of Legal and Compliance...
Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Chief Compliance Officer (CCO) to lead... to identify, mitigate and manage risk, lead the MMA Risk Committee and align to compliance and enterprise risk management...
. What you will do: Develop and lead NewCo’s ethics and compliance program and foster a culture of ethics and integrity Provide expert advice... while ensuring transparency on risks The ability to take ownership for and lead complex compliance problems and projects as well...
, procedures, and controls. Act as lead compliance officer for MSRB Rule G-37 political contributions. Manage global gifts...Job Summary Job Description What is the Opportunity? This role acts as Senior Compliance Officer primarily...
: The Head of Compliance, Americas will be responsible to lead the Americas compliance program, which encompasses Anti-Money... Laundering and Countering the Financing of Terrorism (“AML/CFT”), Economic Sanctions and regulatory compliance. The candidate...
Chief Compliance Officer (CCO) functions. Responsibilities: Lead engagements for the development, implementation... of compliance policies and procedures - taking a proactive approach to ensuring policies are implemented Lead annual compliance...
Officer, the Compliance Department is comprised of functionally aligned teams that operate collaboratively based on the Firm... and assisting in the development, design and update of the related KYC policies and procedures. The Ares Compliance Department...