Application Deadline: 03/02/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance... Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and corresponding...
Investigation Lead & Assistant Vice President (AML Compliance, Investigations Operations and Reporting) is responsible for providing...-to-date with new compliance laws, advising management and team of emerging BSA compliance issues. Responsibilities: Include...
Job Description: The Compliance Technology Office (CTO), is a centralized group within Compliance Engineering... that performs the following functions: (i) unify and enhance core Compliance systems; (ii) implement, oversee and deliver strategic...
's procedures · Contribute to address requests / questions from Regulatory Exams and Internal Audit reviews covering Compliance... services industry with a focus on compliance 5 year Audit or Compliance Testing experience required, with a focus on capital...
's procedures · Contribute to address requests / questions from Regulatory Exams and Internal Audit reviews covering Compliance... services industry with a focus on compliance 5 year Audit or Compliance Testing experience required, with a focus on capital...
for Testing Unit Manager's review and approval · Carry out and document compliance monitoring activities, as planned / scheduled... / questions from Regulatory Exams and Internal Audit reviews covering Compliance Testing and Monitoring · Other tasks that may...
Application Deadline: 02/11/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The... US Capital Markets Compliance Team is seeking an Equities Compliance Director with primary accountability for the Firm’s Cash...
supporting the Sanctions Program Manager. The individual will perform daily activities to ensure transactions and parties... the banks OFAC filtering system to ensure all transactions are in compliance with OFAC regulations and AML policies...
and family. The Employee Relations Manager- Corporate/International will be the primary point of contact for employee relations... in New York, NY. Key Accountabilities: Consultation on ER Compliance and Risk Provide advice to all business units...
, available infrastructure, key contacts, and utilization rates. Analyze audit data to identify opportunities for optimization.... Compliance and Safety: Ensure that all lab spaces are designed, constructed, and operated in compliance with relevant safety...
for every future! Purpose This role will serve as a Senior Manager in the Technology Governance Office, supporting response... and execution coordination activities for GTA U.S. related to regulatory, audit and self-identified issues. This person will serve...
a Manager, ABS Controllership. This role will support the Director in ensuring effective and efficient management... credit card securitization trusts (managing ~$30B in assets) and four securitization-related legal entities. Th The Manager...
for every future! Purpose This role will serve as a Senior Manager in the Technology Governance Office, supporting response... and execution coordination activities for GTA U.S. related to regulatory, audit and self-identified issues. This person will serve...
Industry/Sector Not Applicable Specialism Delivering Deal Value Management Level Senior Manager... effectiveness. Model and reinforce professional and technical standards (e.g. refer to specific PwC tax and audit guidance), the...
together! Your role Mindbody + Classpass is seeking a Sr. Technical Program Manager, Governance Risk and Compliance... to manage the continuous monitoring of our PCI-DSS compliance program. As a Sr. Technical Program Manager, you'll...
of defense and collaborating with Internal Audit and Compliance to review and strengthen the control environment, improve current...Citibank, N.A. seeks a Business Risk Manager for its New York, NY location. Duties: Execute sustainability...
for the CDD/EDD Strategy Manager role, you must have: 10+ years of relevant experience in financial crime compliance 5...Job Title VP, CDD/EDD Strategy Manager Job Description This is an exciting opportunity to be part of a dynamic...
, is seeking a Accounts Payable Manager. This is a remote role but preference given to those based in the New York City...: Manage full-cycle accounts payable process including monthly, quarterly reporting and audit along with monthly A/P close...
maintains corporate offices in London, New York, Dallas, and Seattle. Overview The Senior Human Resources Manager... unemployment logbook. Maintain new hire, termination, transfer and promotion logbook. Audit hours worked in payroll reports...
The Operations Manager is responsible for planning and directing operations to improve productivity and efficiency... some Night Audit functions, able to review all Night Audit related functions and able to produce Night Audit reports. Prepare...