and expectations in relation to risk management for investment firms, fund management companies, wealth managers and investment... of solutions to address risk and compliance requirements. A proven track record within the sector with exposure to risk management...
to risk management for investment firms, fund management companies, wealth managers and investment advisors (knowledge... of solutions to address risk and compliance requirements. Extensive experience within the sector with exposure to risk management...
of UK regulatory requirements and expectations in relation to risk management for investment firms, fund management... Management and Wealth (IMW) sector requires technical excellence and ingenuity to solve the issues currently facing the industry...
assessment. The team typically partners with Investment Management and Wealth Management (IM&W) clients to provide advisory... Advisory Practice and is a centre of excellence, specialising in prudential regulation, risk governance and risk management...
assessment. The team typically partners with Investment Management and Wealth Management (IM&W) clients to provide advisory... Advisory Practice and is a centre of excellence, specialising in prudential regulation, risk governance and risk management...
) of Private Wealth Management, a rigorous investment process and an open-architecture investment platform, to construct customized.... Take a lead role in overseeing and enhancing our investment processes whilst ensuring strict adherence to a robust risk management...
world to reach their financial goals. Our advisor-led wealth management businesses provide financial planning, investment...Job Description: OUR IMPACT Across Wealth Management, Goldman Sachs helps empower clients and customers around the...
world to reach their financial goals. Our advisor-led wealth management businesses provide financial planning, investment... across multiple cross-functional teams and processes and works with risk manager to define and set controls to ensures compliance...
+... February 26, 2025 Ref: 40102 Senior Counsel Wealth Management Our client a leading Private Bank & Wealth Manager banking... business are seeking a Senior Wealth Management Legal Counsel based in London to support the UK and European businesses...
Asset Management, and support a robust compliance and operational risk framework to ensure sustainable performance and the... Management proven track record in compliance and operational risk control, with a focus on and/or experience working in asset...
with a portfolio management system. Investment compliance & risk experience desirable Experience of fund management lifecycle...Job Description The Investment Operations manager will take responsibility for the oversight and management...
Morgan to deeply understand the advisor workflow, ensuring regulatory compliance and mitigating risk within a controls... strategy. Through partnership with the business, front office colleagues, legal/risk/compliance teams, designers, and engineers...
in an investment company Relevant business experience in Risk Management and/or Financial Services with a proven track record.... (NYSE: PRU), a leading global investment manager with US$1.38 trillion in assets under management as of 31st December 2024...
on the quality and effectiveness of the Group's internal control, risk management and governance systems and processes... on our clear financial advice and investment management services to preserve and grow their long-term savings and investments...
and effectiveness of the Group’s internal control, risk management and governance systems and processes, specifically relating to the... on our clear financial advice and investment management services to preserve and grow their long-term savings and investments...
Experienced Investment Funds Lawyer Leading wealth management arm of global bank, looking to appoint an experienced... funds lawyer to their Funds & Asset Management Legal Team in London. Key responsibility for overseeing the formation...
Financial, Inc. (NYSE: PRU), a leading global investment manager with US$1.4 trillion in assets under management... product specialists, compliance, legal, risk and product control Maintain teams procedures and manage the annual update Work...
is with stakeholders such as Compliance, Internal Audit, Business Risk Manager, Regulators, FinCrime, Legal in addition to our internal... business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank...
such changes Ensure the effective identification, measurement, control and management of compliance risk, ensuring..., review and revisions of group and regional compliance risk management policies, procedures and systems in conjunction...
optimization and management, ensuring compliance with regulatory requirements and identifying opportunities for risk mitigation... stakeholders at a large UK wealth manager. Overseeing complex investment platform migration projects for large European investment...