with sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory environment..., analyzing any potential compliance issues identified, and preparing a written response. Coordinate with Regulatory Relations...
with sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory environment..., analyzing any potential compliance issues identified, and preparing a written response. Coordinate with Regulatory Relations...
and experienced Senior Manager to join our team as the lead for Content Governance & Controls and drive the content governance... significant impacts in terms of efficiency, quality and compliance with regulatory obligations. Your day-to-day Partner...
Experience on regulatory compliance projects is desirable, or related fields. Experience in risk or remediation projects...Job Description: Overview The Office of Regulatory Relations is a new function which coordinates engagements...
for every future! Purpose The Senior Manager, U.S. Compliance Risk Assessment contributes to the overall success of the GBM... are in compliance with governing regulations, internal policies and procedures. As this Senior Manager, you will assist in...
for every future! Purpose The Senior Manager, U.S. Compliance Risk Assessment contributes to the overall success of the GBM... are in compliance with governing regulations, internal policies and procedures. As this Senior Manager, you will assist in...
training materials, and giving presentations. Manage and respond to Audit, Compliance Testing, and regulatory examination... and objectives. Serves as Compliance Officer within Bank Regulatory Compliance of the U.S. operation of The Bank of Nova Scotia (the...
training materials, and giving presentations. Manage and respond to Audit, Compliance Testing, and regulatory examination... and objectives. Serves as Compliance Officer within Bank Regulatory Compliance of the U.S. operation of The Bank of Nova Scotia (the...
of regulatory requirements and controls landscape within Global Banking & Markets (GBM). As a Manager, you will be required to work... including Capital Markets, Compliance, Risk Management, and IT to develop a stronger strategy for banking/broker-dealer audit...
of regulatory requirements and controls landscape within Global Banking & Markets (GBM). As a Manager, you will be required to work... including Capital Markets, Compliance, Risk Management, and IT to develop a stronger strategy for banking/broker-dealer audit...
Blackstone Audit Committee on the effectiveness of the Firm’s governance, risk management, and internal control processes. The... to gain significant exposure across the Blackstone platform. CISA qualification with 7+ years of IT Governance/IT Audit...
with the internal audit methodology of the department. You will assist the project manager in planning the scope of the audit...Job Description: Internal Audit - Transaction Banking, Associate The Goldman Sachs Group, Inc. is a leading global...
Book. Provide support to the NTMR manager to liaise with businesses, legal entity treasury, CTI and Markets Treasury... to remediate regulatory/audit self-identified issues concerning other non-trading market risks in the banking book and achieve...
other non-trading market risk (excl IRBB) as required by Tier 1 regulations and help to remediate regulatory/audit self..., commodity risk, private equity risk and CSRBB Strong understanding of regulatory, compliance, risk management and financial...
problems for our clients' Information Security and compliance teams, including Info Sec, Legal, Internal Audit, Physical..., and CEH, with PCI QSA certification highly preferred. Proficiency in using GRC (Governance, Risk, and Compliance) tools...
Relevant Financial service experience in a controls, audit, quality assurance, risk management, compliance or model governance... right role for you! As a Quantitative Research Business Control Manager - Vice President within the Markets QR team...
Industry/Sector Banking and Capital Markets Specialism Financial Risk Management Level Manager... points. Uphold the firm's code of ethics and business conduct. As a Manager of the Risk & Regulatory Advisory team...
Industry/Sector Banking and Capital Markets Specialism Financial Risk Management Level Senior Manager... conduct. As a Senior Manager of the Risk & Regulatory Advisory team, you will serve as a Subject Matter Expert and advise...
. Experience in process governance, with an understanding of processes that align with policies, regulatory frameworks... risk-based decisioning and management of control and compliance objectives to support business priorities and growth...
Our History: From our start in 2009, Conexess has established itself in 3 markets, employing nearly 200+ individuals.... The role works with the business and IT to anticipate external/internal outsourcing challenges and and/or regulatory...