and manage risks through AIG operations and network partners. Our Global Legal, Compliance and Regulatory (GLCR) team provides.... If you believe you need a reasonable accommodation, please send an email to . Functional Area: LG - Legal, Regulatory & Gov't...
Job Summary What is the Opportunity? US Regulatory Services is responsible for ensuring timely, accurate, and complete... reporting to various exchanges, self-regulatory organizations and the SEC. The individual in this role is primarily responsible...
member-thrive. Join us! #LI-Hybrid ABOUT THE ROLE Bluevine is looking for a self-motivated individual to join our Legal... and Compliance team. As a Compliance Analyst, you will play an important role in supporting compliance initiatives internally, work...
some critical regulatory programs such as Basel IV, & FRTB. The candidate would be an accomplished functional and data analyst..., allowing for efficient and prudent management of Capital at the total bank level as well as for critical legal entities...
and legal departments, to ensure they remaining compliant with regulatory and legal requirements. Monitors adherence to ICRM...The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team is responsible...
and legal departments, to ensure they remaining compliant with regulatory and legal requirements. Monitors adherence to ICRM...The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team is responsible...
Job Summary Job Description What is the opportunity? As an Analyst, your role will mitigate legal, operational... derivative product Regulatory initiatives – assist Regional Management to pre-emptively adapt to evolving regulatory...
team. The Technical Compliance Data Analyst role involves working with Compliance and legal business partners on compliance... is looking for a talented and experienced technical compliance data analyst to join our team. This is a hands-on role focused on evolving...
team. The Technical Compliance Data Analyst role involves working with Compliance and legal business partners on compliance... experiences. Experience in Asset Management/Financial Services supporting Compliance/Legal/Regulatory teams highly desired...
Services supporting Compliance/Legal/Regulatory teams highly desired. Technical Proficiency (10+ years of experience) in...Direct Client Requirement Position: Technology Compliance - Senior Data Analyst Location: Jersey City, NJ (Complete...
compliance with applicable internal, regulatory, and legal requirements Configures enterprise vulnerability assessment tools.../legal knowledge. Knowledge of the GRC aspects of information security subject matter including: Control assurance design...
, or legal/consulting firm, or a combination thereof; strong working knowledge of businesses supported and the related regulatory... and insider trading/dealing risk, and guidance on related regulatory requirements and internal policies and procedures...
(i.e., FINRA, SEC) Assess communications for regulatory concerns Identifies potential Compliance concerns, recommends remedial... reviews in response to inquiries from Compliance, Legal, or Human Resources personnel; Interpret and investigate substantive...
according to regulatory accounting requirements. Prepare other regulatory reporting including liquidity, leverage and capital adequacy..., and associated stress testing. Role Objectives: Delivery Produce financial statements prepared according to regulatory accounting...
initiatives driven by business, legal, regulatory, compliance or market requirements. The change portfolio includes a mix.... Mandates are driven by legal, regulatory, compliance or market changes. The extent of the Change & Transformation team...
determinations, investigations, and trial and resolution strategies. The analyst will investigate losses, orchestrate defense... or are conceivable which may require increased internal coordination with the corporate legal team. Achieves quality standards...
. This responsibility includes the development of security and safety policies and procedures, regulatory and legislative compliance... accordance with legal and privacy requirements and expectations. Provide guidance and assist in directing program enhancements...