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Keywords: Regulatory Compliance Counsel, Financial Services, Location: USA

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Regulatory Compliance Counsel, Financial Services

to join our growing legal team. In this role, you will assist in the development and implementation of financial services compliance... enablement material on Confluent's compliance position against Financial Services outsourcing laws and guidelines. Assist...

Company: Confluent
Location: USA
Posted Date: 25 Jan 2025

VP Chief Counsel, Regulatory Compliance and Government Affairs

. Requires a strong background in financial services, regulatory compliance, and government affairs, with state insurance... VP Chief Counsel, Regulatory Compliance and Government Affairs will support our overall enterprise compliance program...

Company: Voya
Location: Connecticut
Posted Date: 07 Feb 2025

Senior Corporate Counsel, AWS Regulatory Risk & Compliance

successful candidate will join the AWS Legal Regulatory Risk Management & Compliance team, focusing on product safety and compliance... business on a broad range of regulatory, sustainability, environmental, trade, safety and compliance matters. Amazon offers...

Company: Amazon
Location: Seattle, WA
Posted Date: 26 Dec 2024
Salary: $164800 per year

Financial Services Compliance & Regulatory Associate Attorney

Position: Mid-level/Senior Financial Services Compliance & Regulatory Associate Location: New York City, NY.... Key Responsibilities: Counsel registered investment advisors and broker-dealers on regulatory and compliance-related...

Company: Direct Counsel
Location: San Francisco, CA
Posted Date: 21 Feb 2025

Financial Services Compliance & Regulatory Associate Attorney

Position: Mid-level/Senior Financial Services Compliance & Regulatory Associate Location: New York City, NY.... Key Responsibilities: Counsel registered investment advisors and broker-dealers on regulatory and compliance-related...

Company: Direct Counsel
Location: Seattle, WA
Posted Date: 21 Feb 2025

Financial Services Compliance & Regulatory Associate Attorney

Position: Mid-level/Senior Financial Services Compliance & Regulatory Associate Location: New York City, NY.... Key Responsibilities: Counsel registered investment advisors and broker-dealers on regulatory and compliance-related...

Company: Direct Counsel
Location: Richmond, VA
Posted Date: 21 Feb 2025

Financial Services Compliance & Regulatory Associate Attorney

Position: Mid-level/Senior Financial Services Compliance & Regulatory Associate Location: New York City, NY.... Key Responsibilities: Counsel registered investment advisors and broker-dealers on regulatory and compliance-related...

Company: Direct Counsel
Location: Culver City, CA
Posted Date: 21 Feb 2025

Financial Services Compliance & Regulatory Associate Attorney

Position: Mid-level/Senior Financial Services Compliance & Regulatory Associate Location: New York City, NY.... Key Responsibilities: Counsel registered investment advisors and broker-dealers on regulatory and compliance-related...

Company: Direct Counsel
Location: Los Angeles, CA
Posted Date: 21 Feb 2025

Financial Services Compliance & Regulatory Associate Attorney

Position: Mid-level/Senior Financial Services Compliance & Regulatory Associate Location: New York City, NY.... Key Responsibilities: Counsel registered investment advisors and broker-dealers on regulatory and compliance-related...

Company: Direct Counsel
Location: Portland, OR
Posted Date: 21 Feb 2025

Financial Services Compliance & Regulatory Associate Attorney

Position: Mid-level/Senior Financial Services Compliance & Regulatory Associate Location: New York City, California.... Key Responsibilities: Counsel registered investment advisors and broker-dealers on regulatory and compliance-related...

Company: Direct Counsel
Location: New York City, NY
Posted Date: 21 Feb 2025

Financial Services Compliance & Regulatory Associate Attorney

Position: Mid-level/Senior Financial Services Compliance & Regulatory Associate Location: New York City, NY.... Key Responsibilities: Counsel registered investment advisors and broker-dealers on regulatory and compliance-related...

Company: Direct Counsel
Location: Bellevue, WA
Posted Date: 21 Feb 2025

Financial Services Compliance & Regulatory Associate Attorney

Position: Mid-level/Senior Financial Services Compliance & Regulatory Associate Location: New York City, NY.... Key Responsibilities: Counsel registered investment advisors and broker-dealers on regulatory and compliance-related...

Company: Direct Counsel
Location: Anchorage, AK
Posted Date: 21 Feb 2025

Financial Services Compliance & Regulatory Associate Attorney

Position: Mid-level/Senior Financial Services Compliance & Regulatory Associate Location: New York City, NY.... Key Responsibilities: Counsel registered investment advisors and broker-dealers on regulatory and compliance-related...

Company: Direct Counsel
Location: Washington DC
Posted Date: 21 Feb 2025

Financial Services Compliance & Regulatory Associate Attorney

Position: Mid-level/Senior Financial Services Compliance & Regulatory Associate Location: New York City, NY.... Key Responsibilities: Counsel registered investment advisors and broker-dealers on regulatory and compliance-related...

Company: Direct Counsel
Location: Chicago, IL
Posted Date: 21 Feb 2025

Senior Counsel, Regulatory Law

, and Compliance organizations. Responsibilities Provide specialized expert regulatory legal counsel and strategic advice to senior...Role Description This position is for a Senior Counsel, Regulatory Law, located in Kalamazoo, MI (preferred...

Company: Zoetis
Location: Kalamazoo, MI
Posted Date: 16 Feb 2025

Regulatory Counsel

JOB TITLE: Regulatory Counsel LOCATION: LOCATION: Los Angeles, CA (Hybrid in our Westwood Office: 3 days on-site; 2... a growing portfolio of consumer-friendly and compliance-friendly consumer financial products focused on financing...

Company: Sunbit
Location: Los Angeles, CA
Posted Date: 11 Feb 2025
Salary: $115000 - 165000 per year

Associate General Counsel - Bank Regulatory

’s business lines. The attorney will provide regulatory legal advice to senior management on new products and services... U.S. Bank’s positions. Provide legal support and guidance on enterprise-wide regulatory reporting and compliance projects...

Company: U.S. Bank
Location: Washington DC
Posted Date: 08 Feb 2025

Assistant General Counsel, Regulatory

. What you'll do Navigate complex regulatory frameworks to help the business design innovative financial products and services... and services that help create a financial system everyone can participate in. With growth as the top priority... The business...

Company: Robinhood
Location: USA
Posted Date: 02 Feb 2025

Regulatory Counsel - Energy Markets

and regulatory compliance, to address rapidly changing state and federal energy policies. Work collaboratively with a team... stakeholder processes on wholesale market design and regulatory compliance initiatives. Draft filings and expert testimony...

Company: ISO New England
Location: Holyoke, MA
Posted Date: 30 Jan 2025

Assistant Counsel, Fund/Adviser Regulatory

, investment adviser, financial services firm, government agency, regulatory body, or law firm (or combination). More experience...Job Description: The Assistant Counsel, Fund/Adviser -- Disclosure, Compliance, and Corporate Transactions...

Posted Date: 23 Jan 2025