Overview: We are looking for an experienced Regulatory Compliance Testing Consultant for our financial services... of the United States. Responsibilities: Perform regulatory compliance testing (specifically Office of Supervisory...
and testing and adhere to all regulatory requirements. Responsible for performing compliance testing of the bank's compliance... Institution businesses Strong knowledge of BSA/AML/OFAC Prior Compliance testing and/or audit experience Strong computer skills...
The Compliance Monitoring & Testing Analyst will be responsible for ensuring that the bank adheres to regulatory.... Design and execute compliance testing procedures to evaluate the effectiveness of internal controls and regulatory adherence...
for compliance with the Advisers Act Conducting testing and surveillance of clients' compliance controls Managing regulatory... with a registered investment adviser or private fund manager; or 4 years or more serving as a regulatory compliance consultant 3 years...
and regulatory compliance audit programs. Prepare and maintain the audit risk assessments. Help design and ensure implementation... of the sanctions and regulatory compliance audit programs. Update the audit programs when necessary. Perform assigned audits...
and regulatory compliance audit programs. Prepare and maintain the audit risk assessments. Help design and ensure implementation... of the sanctions and regulatory compliance audit programs. Update the audit programs when necessary. Perform assigned audits...
Genesis10 is currently seeking a Business Execution Risk Consultant with our client in the financial industry located... function, policies, procedures, and compliance requirements that meet deliverables Strategically collaborate and consult...
compliance with regulatory filings and updates, notices, mandates, audits, non-discrimination testing, and employee records Lead... world and plays a crucial role as we enter new markets. We're looking for a senior level Compensation Consultant...
within the financial services industry. Demonstrated experience with regulatory compliance such as SEC Regulation SCI...OTC Markets Group, a regulated fintech company, is seeking an Information Security Consultant for a period of 6 months...
financial and accounting requirements. Analyze and recommend solutions to improve financial processes and compliance. 2..., to maintain data consistency. Collaborate with technical teams to facilitate data exchange between systems. 4. Testing...
implementation is required for the AVP level Experience as a bank examiner, auditor, consultant or compliance professional... will contribute to audit risk assessment and perform detailed testing, evaluate management action plans, follow up on control issues...
implementation is required for the AVP level Experience as a bank examiner, auditor, consultant or compliance professional... will contribute to audit risk assessment and perform detailed testing, evaluate management action plans, follow up on control issues...
updated on relevant legislation and regulations affecting AI in underwriting. Ensure compliance with regulatory and privacy requirements... diverse stakeholders throughout the process. Thought Leadership: Serve as a thought leader and consultant on AI at the...
updated on relevant legislation and regulations affecting AI in underwriting. Ensure compliance with regulatory and privacy requirements... diverse stakeholders throughout the process. Thought Leadership: Serve as a thought leader and consultant on AI at the...
& regulatory compliance, security, privacy, software development, disaster recovery, technology governance, business intelligence... can meet the demands of changing environments. Managing risk, monitoring and testing controls, enhancing security...
has a comprehensive skill set, which supports the delivery of operations, technology, product, sales, compliance, and risk projects... is for you! Your key responsibilities: As a Manager Consultant, you're likely to spend most of your time on operational and technical...
’s objectives, regulatory and risk management environment, and the diverse needs of their critical stakeholders. We focus on helping... risk management and compliance procedures. Keep up-to-date with developments in area of specialism. Communicate...
and support to team with the regulatory software Coordinate updates to software and perform testing as needed Assist the... will be joining the Financial Management Department and assisting in the preparation of Bank of China U.S. branches’ regulatory...
most pressing compliance, regulatory, and operational challenges. We provide data-driven, technology-enabled advisory..., implementation, and staffing solutions to the regulatory compliance, risk, financial crimes, and capital markets functions...
to help our clients drive business change and address the most pressing compliance, regulatory, and operational challenges.... We provide data-driven, technology-enabled advisory, implementation, and staffing solutions to the regulatory compliance, risk...