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Keywords: Regulatory and Compliance Control Analyst, Location: London

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Regulatory and Compliance Control Analyst

1,700 employees and 38 offices in more than 25 countries. Regulatory Compliance and Controls Analyst Location: Ebury London...-oriented Regulatory Compliance Analyst to join our growing team in Europe. This role is crucial in ensuring our continued...

Company: Ebury
Location: London
Posted Date: 14 Mar 2025

Regulatory Reporting Analyst

appropriate governance over regulatory reporting and ensuring compliance with the applicable control framework Implementation... Analyst with a strong attention to detail to join our regulatory reporting team at Monzo. The team is responsible...

Company: Monzo
Location: London - Cardiff
Posted Date: 11 Mar 2025
Salary: £50000 - 57500 per year

Regulatory Business Analyst - MiFID

as evidence of regulatory compliance Manage changes to requirements through effective use of change control processes Interact... the bank complies with the upcoming regulatory initiatives such as CFTC and EMIR rewrite. The successful candidate...

Company: NTT Data
Location: London
Posted Date: 29 Jan 2025

Regulatory Reporting Business Analyst

either as a Compliance Practioner or Functional Analyst Proven track record of delivering regulatory driven projects with fixed deadlines.... This would include: - Ensure all changes that could impact regulatory reporting obligations follow the defined governance & control...

Company: Luxoft
Location: London
Posted Date: 16 Jan 2025

Senior Conduct Compliance Risk Analyst

Job Description: The Senior Conduct Compliance Risk Analyst is responsible for assisting in the management...; To take a co-lead role alongside the Senior Compliance & Conduct Manager in all conduct responsibilities managed by the team...

Company: SCOR
Location: London
Posted Date: 12 Mar 2025

Risk and Compliance Analyst

Risk and Compliance Analyst Department: InfoSec Employment Type: Full Time Location: London, UK... Description About the Role: We are looking for an analytical and detail-oriented Risk and Compliance Analyst. The role will be responsible...

Company: Elliptic
Location: London
Posted Date: 08 Mar 2025

IT Compliance Analyst

We are looking for an IT Compliance Analyst to support the IT Compliance Manager and assist with the implementation... and running of a best practice IT General Control Framework. This will deliver continual improvements in support of Audit and Risk...

Company: CMC Markets
Location: London
Posted Date: 04 Jan 2025

Business Analyst- RAC Trading Control

trading control requirements. Role: Highly analytical and detail-oriented Business Analyst to support our RAC team...Role : Business Analyst Location : London Work Mode : Hybrid (3 Days in a week) Contract Role...

Company: NConsulting
Location: London
Posted Date: 08 Mar 2025
Salary: £300 per day

Product Control Analyst - Physical Natural Gas

Job Title: Product Control Analyst - Physical Natural Gas Location: London Company: Leading International Commodity...: We are looking for a skilled Product Control Analyst to join our team, specializing in Physical Natural Gas. The role offers an excellent...

Company: Barclay Simpson
Location: London
Posted Date: 06 Mar 2025
Salary: £80000 - 120000 per year

Financial controls analyst

, control testing, and ongoing monitoring. Overseeing and managing SOX compliance in preparation for a potential US listing...Finance Controls Analyst (ICFR/SOX) Expert - London A rare and exciting opportunity to play a key role in a high...

Company: Core3 Group
Location: London
Posted Date: 05 Feb 2025
Salary: £90000 per year

IT Audit and Controls Analyst

to work – a people-first company that helps you be the best you can be. IT Audit and Controls Analyst About this role... that we achieve the financial, regulatory and reputational standards required. Reporting to the IT Audit & Controls Manager...

Location: London
Posted Date: 15 Jan 2025

Front Office Control Analyst Trainee (Investment 20/20 Program)

governance model with Senior Management, Heads of Investment, Heads of Trading Desks and 2nd/3rd line control functions... from Compliance, Risk and Audit Ø Contribute to the development of AXA IM CORE portfolio management activities and order execution...

Company: AXA
Location: London
Posted Date: 10 Jan 2025

Front Office Control Analyst Trainee (Investment 20/20 Program)

governance model with Senior Management, Heads of Investment, Heads of Trading Desks and 2nd/3rd line control functions... from Compliance, Risk and Audit Ø Contribute to the development of AXA IM CORE portfolio management activities and order execution...

Company: AXA
Location: London
Posted Date: 10 Jan 2025

IPB Digital & Data Transformation, Regulatory and Operational Resiliency Product Manager, Vice President, London

Morgan to deeply understand the advisor workflow, ensuring regulatory compliance and mitigating risk within a controls... change, helping to adhere to regulatory and control obligations while applying creativity to finding the right balance...

Company: JPMorgan Chase
Location: London
Posted Date: 20 Feb 2025

Compliance Project Manager

leadership in relation to relevant rules and regulations. Compliance is responsible for overseeing the adherence to regulatory... firm to implement regulatory change. Central Operations is responsible for managing the group compliance plan, strategic...

Company: Marex
Location: London
Posted Date: 02 Mar 2025

Compliance Project Manager

leadership in relation to relevant rules and regulations. Compliance is responsible for overseeing the adherence to regulatory... firm to implement regulatory change. Central Operations is responsible for managing the group compliance plan, strategic...

Company: Marex
Location: London
Posted Date: 01 Mar 2025

Analyst - Quality Assurance (QA) in AML, KYC, and Client Due Diligence

compliance with regulatory requirements and internal policies. Identify and report any discrepancies or potential risks...About Us Rothschild & Co is a leading global financial services group with seven generations of family control...

Company: Rothschild & Co
Location: London
Posted Date: 16 Mar 2025

Case Analyst: Enhanced Due Diligence

correspondent review process, the Case Analyst will conduct reviews on new and current client accounts to identify, evaluate... analysis to identify and document the client's corporate or related party information and ensure they meet external regulatory...

Company: Marex
Location: London
Posted Date: 15 Mar 2025

Risk Analyst / Risk Manager - Engineering

, Construction, Legal & Compliance, Regulatory, and more. Assisting the client in communicating risks at Board Level and in C-Suite... consultancies is looking to add Risk Management talent to their team. We are eager to speak to candidates who are at Risk Analyst...

Company: Matchtech Group
Location: London
Posted Date: 14 Mar 2025
Salary: £40000 - 80000 per year

Delegated Underwriting Analyst

to be present, bold and curious, allowing them to achieve their individual goals. Delegated Underwriting Analyst... We are currently looking for a Delegated Underwriting Analyst to work with us on a full-time basis in London, reporting into the Deputy...

Company: Munich Re
Location: London
Posted Date: 14 Mar 2025