POSITION SUMMARY: The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions.... In conjunction with the Senior Risk Officer, the Risk Officer has accountability for maintaining a consistent controlled environment...
) and Series 65 (RA) Native or professional fluency in Spanish or Portuguese is required Two or more years of industry experience... with details around their account information (e.g., investment objectives, risk tolerance) Accept or enter unsolicited orders and/or enter solicited...
in Spanish or Portuguese Knowledge/Skills Strong industry, product, and branch procedures knowledge Exceptional writing... and required documentation, capturing and assessing risk, processing money movement transactions and handling estate needs as examples Input...
in Spanish or Portuguese Knowledge/Skills Strong industry, product, and branch procedures knowledge Exceptional writing... and required documentation, capturing and assessing risk, processing money movement transactions and handling estate needs as examples Input...