. Management and Reporting The ICBA Compliance Officer reports directly to the Head of Global Markets Regulatory Compliance...Summary: The Investment and Corporate Banking Advisory (“ICBA”) Compliance Officer - Americas is responsible for the...
compliance oversight program is implemented, as applicable. Management and Reporting The ICBA Compliance Officer reports...Investment and Corporate Banking Advisory Compliance Officer- Americas (“ICBA”) Vacancy details General information...
and helping you continue your career at Scotiabank. Location: New York, NY Position: Managing Director & Chief Data Officer..., Global Banking & Markets Purpose: The Global Banking and Markets Chief Data Officer (GBM CDO) is responsible for driving...
compliance oversight program is implemented, as applicable. Management and Reporting The ICBA Compliance Officer reports...Investment and Corporate Banking Advisory Compliance Officer- Americas (“ICBA”) Vacancy details General information...
Looking to advance your career as a Compliance Officer and join a growing investment management business... Investment Advisers Act of 1940. Assessing compliance risk and impact to financial activities. Providing advice and guidance...
within the overall Compliance program and is responsible for overseeing the management of compliance risk. Advisory... is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product...
. Keep management updated on risk mitigation efforts, including regular reporting to senior management and the Board... Friday evening beer and game nights! AML/BSA Officer Remote Full Time Experienced As the AML/BSA Officer at BitPay...
As the AML/BSA Officer at BitPay, you will be instrumental in ensuring that our compliance and risk operations meet... to management regarding risk limitations. Keep management updated on risk mitigation efforts, including regular reporting to senior...
U.S. Compliance Officer, Full Time - New York What will you do? Providing advisory and monitoring activities in support..., enhance, develop relevant compliance policies and procedures; Guarding reputational and regulatory risk for each business...
The Relationship Officer is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the... assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding...
of benefits to its employees. Role Description The successful candidate will serve as the Chief Compliance Officer (CCO... regulatory requirements. This includes global policies, standards, processes, regulatory reporting, training, and maintenance...
strong risk-adjusted returns. Since 1971, our people have shaped our organization through a high-performance inclusive culture... Officer to join its global compliance team within the Legal and Compliance Department. This role will support the...
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets... of all stakeholders including regulatory authorities and overseeing the remediation of findings and accurate regulatory reporting...
Officer. Your expertise ideally 2-3 years of experience as a risk/supervisory manager, or other substantive leadership...Business Divisions Global Wealth Management Your role Are you an expert on risk and supervision? Do you know...
for a talented and motivated Associate General Counsel & Compliance Officer to join our Legal and Compliance team, reporting directly... and risk management firm that offers a best-in-class, end-user focused derivatives platform (“DerivativeEDGE” or “EDGE...
Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer, Operations... colleagues. Please note that there's a 3-day per week in-office requirement for this role. What you can expect: Reporting...
. What you can expect: Reporting to MMA’s Chief Compliance Officer, you will be responsible for providing valued advice...Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer to serve...
Relationship Manager/Deposit Officer to join our Commercial Real Estate (CRE) team in New York. This role is primarily responsible... acquisition. Compliance & Risk Management: Ensure all deposit-related activities comply with bank policies, regulatory...
COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer... to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters...
and reporting. Risk Management & Business Enablement Identify and mitigate legal and regulatory risks while enabling commercial..., executable prices—instantly actionable at scale. As we grow, we’re seeking a dynamic General Counsel & Chief Compliance Officer...