Reporting to the Head of SMCR & Reward Governance, you will receive regular performance reviews, 1-1s, and development... support. The core focus of this role is to assist in fulfilling its Senior Managers and Certification Regime (SMCR...
delivery of a Senior managers and Certification Regime ('SMCR') project. This role will enable the successful candidate...'s senior management and certification employee rules.. Responsibilities include Review and update the SMCR project plan...
, backed by the strength, stability, and global presence of BNY. We’re seeking a future team member for the role of SMCR... business: Senior Management and Certification Regime (SMCR) Administer the governance processes ensuring ongoing compliance...
following regulations: AIFMD, MiFID II, SMCR, and obligations set out in the FCA Handbook as they apply to firm. A proactive...
, PRA, SMCR etc). Proven track record of engagement with board members and senior executives in a strategic governance role...
to employment, for example partnership, data protection and SMCR/regulatory matters. The opportunity...
(SMCR). This means that we’ll need to complete some regulatory background checks on you before you take up your role... your role. We’ll provide training on what holding a SMCR role means when you join us and annually thereafter. Aviva...
processes and background checks for regulated roles, including SMCR. Support the HR Director with the administration of the...
job descriptions for roles governed by SMCR. Proactively work with the business to address underperformance issues within their teams. The HRBP...
Persons role, subject to the Financial Conduct Authority’s (“FCA”) Senior Managers and Certification Regime (“SMCR”) and the... for solo regulated firms on 31st March 2021. Under SMCR and IFPRR, StoneX Financial Ltd (“SFL”) must ensure that employees working...
job descriptions for roles governed by SMCR Proactively work with the business to address underperformance issues within their teams. The HRBP...
entities including: MIFID, EMIR, SMCR, IFD / IFR Work across jurisdictions to advise on refined products trading including...
systems are in place. Work with HR to ensure the firm's overall compliance with SMCR Provide guidance and support...
. As a Certified Person under SMCR, you must accept responsibility and demonstrate an understanding for the regulatory aspects...
requirements and expectations of the UK and applicable International regulations. Adherence to the SMCR Individual Conduct Rules...
- Assisting in implementation of Non-Advising Individual Scheme and SMCR - Overseeing annual AML, financial crime, data...
: CONC, SYSC, SMCR, The Consumer Duty, Vulnerable customers, Financial Promotions Past experience of compliance monitoring...