a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...
investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world...
a client-facing enterprise incident response function). Knowledge of derivatives and securities market practices, treasury...
a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...
that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934...
strategies of money investment, foreign exchange and securities investment. 7. Conducts monthly Treasury meetings and quarterly... business. 9. Good knowledge of global custody, securities lending, and securities investment....
or equivalent Knowledge of FINRA, NYSE, SEC and MSRB rules and regulations Prior experience at a securities regulator (i.e., FINRA...
a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...
functions, maintaining cash and securities investment portfolio. Also fulfill project based tasks including requirement... operations, performance and proposals for future strategies of money investment, foreign exchange and securities investment. 7...
is a global leader across investment banking, wholesale payments, markets and securities services. The world's most important...
securities market thus providing operational efficiency to this high dollar value marketplace. A key area of responsibility...
, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions...
between those organizations and the Bank’s operations areas. Analyzes securities transactions, including corporate actions, of our custodial...
software and systems related to corporate actions. Strong understanding of financial instruments, securities, and market...
flows, and their use in Financial Crimes Strong AML knowledge FINRA securities licenses Strong knowledge of relevant...
, liquidity and credit risks Market Risk for Fixed Income Clearing Corporation (FICC) and National Securities Clearing...
, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions...
, and external partnerships obtain your Series 7 and 66 securities licenses service and deepen relationships in our existing client...
a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...
, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions...