is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company... Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities...
securities analyst and/or department manager. Researches and resolves questions and inquiries presented by internal..., etc. as well as a demonstrated aptitude for learning other business-specific software programs. #LI-MW1 Securities Analyst...
portfolio. Assists in managing the purchase and sale of securities for the Bancorp. Assist in all analytical and reporting... or projects. May formally or informally supervise more junior analyst(s) on assigned workflow items or projects. MINIMUM...
with administration of equity and fixed income securities, performance portfolios and portfolio composites. (Required) Excellent...
experience with administration of equity and fixed income securities, performance portfolios and portfolio composites...
Functions: Processes purchases and sales of fixed income and equity securities via trading to accounting software. Understands... preferred securities. Verifies maturities, interest, dividends and pay down transactions are accurate and timely. Reconciles...
: Processes purchases and sales of fixed income and equity securities via trading to accounting software. Understands purpose... and processing requirements of complex transactions such as dollar rolls, repurchase agreements and auction rate preferred securities...
. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable Insurance... Planner (CFP), Chartered Financial Analyst (CFA), Accredited Asset Management Specialist AAMS® , Certified Trust...