The Senior Compliance Consultant role involves ensuring compliance with FINRA, SEC, and broker-dealer regulations... to mitigate compliance risks. The Senior Compliance Consultant will be responsible for the following: Ensure regulatory...
This ongoing contract is 5 days in the office. The Senior Consultant for QA will be focusing on QA testing & reviews... and compliance department|Long-term contract Bachelor's degree or higher 2+ years within financial services with exposure...