Our firm, a leading Financial Services Clearing Organization, is seeking an experienced Compliance professional... to join our growing team. This role requires a deep understanding of regulatory compliance within equity and options trading, as well...
(CCO) will serve as the senior leader responsible for developing, implementing, and overseeing Corpay's global compliance... to delivering innovative and compliant financial solutions to our diverse client base. Position SummaryThe Chief Compliance Officer...
Compliance Officer (CCO) to provide strategic oversight and guidance on compliance matters within the healthcare industry...Job Title: Fractional Chief Compliance Officer (Healthcare Industry) Position Type: Independent Contractor (1099...
will report to the Chief Compliance Officer of the Northern / Northern Institutional Funds (together, the “Funds”), which consist..., and their compliance policies and procedures. Assist with quarterly board reporting and the annual 38a-1 reports. Support the CCO...
, and are able to adapt to a changing regulatory landscape. Swap Dealer Compliance seeks a Compliance Officer to advise internal... other areas Serve as an escalation point and assist in remediating non-compliance issues Assist in drafting CCO annual reports...
will report to the Global Head of Compliance (“Global CCO”) and work closely with the offshore level 1 and onshore level 2... and performance indicators to senior management, committees and Boards. Update and ensure adherence to compliance training program...
(Executive Management Incentive Plan), the KOIP (Key Officer Incentive Plan), and oversight of the remaining 60+ business aligned... and HR teams at the center in Toronto to remediate regulatory compensation compliance for the US region. Finally – this role...