to be part of the action? We are seeking a Senior Manager, Compliance, to oversee compliance matters for listed issuers... as needed. The Senior Manager will be responsible for identifying deficiencies, defining and communicating remedial actions...
- Public Markets Compliance, the Senior Analyst is focused on supporting the management and advancement of critical investment... hoc post-trade compliance checks/tests (e.g., evaluation of holdings against exchange limits/regulatory disclosure...
potential. Title and Summary Manager, Legal Compliance Overview The Business Conduct Office (“BCO”) develops... reports to the Senior Managing Counsel, BCO Role Thoughtfully analyze and disposition conflicts of interest disclosures...
firms. For more information about Fidelity Clearing Canada, please visit The Opportunity The Compliance Manager... will work closely with the Complex Compliance Manager in managing the end-to-end account opening processes related to complex...
Job Summary Job Description What is the opportunity? As the Senior Manager, Auditor Independence, you will help..., and evaluation of the external auditors based on quality of service, independence, objectivity, and expertise Exposure to senior...
.com/careers. We are seeking an experienced Senior Product Manager to oversee the development and launch of new products... below is provided in compliance with job posting disclosure requirements. Pay range: CAD 130,000 - CAD 145,000. Actual base pay...
.com/careers. We are seeking an experienced Senior Product Manager to oversee the development and launch of new products... below is provided in compliance with job posting disclosure requirements. Pay range: CAD 130,000 - CAD 145,000. Actual base pay...
in meeting global sustainability reporting requirements. Role Overview: Lead the implementation of CSRD/ESRS compliance... initiatives, focusing on double materiality assessment analysis and development of comprehensive sustainability disclosure...
responsibilities. You will report directly to the Senior Manager, Financial Reporting, and regularly collaborate with Finance, Treasury... and uncommitted line of credit accounts for SOX compliance purposes Maintaining collateral records such as agreements (ISDA's, CSA...
for providing confidential and complex legal administrative support to the Director, Senior Manager and Discipline Prosecutors... (consisting of Managers, Senior Lead Discipline Counsel, Discipline Counsel and Discipline Paralegals) in Litigation Services...
Systems and Security Technical Lead acts as a project manager for IT projects that fall within areas related to Information... for Identity and Access Management, Information Disclosure, Information Integrity, Business Continuity and Protection of Privacy...
Systems and Security Technical Lead acts as a project manager for IT projects that fall within areas related to Information... for Identity and Access Management, Information Disclosure, Information Integrity, Business Continuity and Protection of Privacy...
and the Senior Manager, Litigation Services, ensuring compliance with caseload priorities, performance metrics, timelines... Senior Manager, or the Director, Litigation Services, initiates, researches, and recommends appropriate policy changes...