and Compliance advisory support with respect to swap transaction reporting activities. This will include acting as the... main contact within Compliance for questions regarding swap transaction reporting, participating in related governance forums and industry groups...
activities for FINRA Broker Dealer and Swap Dealer registrations and advising the Business Units and supports on FINRA... Registration and Swap Dealer registrations required based on covered activities. This person will also be responsible...
activities for FINRA Broker Dealer and Swap Dealer registrations and advising the Business Units and supports on FINRA... Registration and Swap Dealer registrations required based on covered activities. This person will also be responsible...