GEICO is seeking a strategic and dynamic leader to serve as the Director of Sanctions Compliance. In this role..., you will lead, coordinate, and enhance our global compliance program, with a specific focus on adhering to Office of Foreign Assets...
Manage and maintain monthly compliance records for the RIA firms archives Trade execution: assist the Chief Investment... Analyst or Compliance Manager within a registered investment advisory (RIA) firm Minimum of 2 years of compliance experience...
on a professional level in collaboration with and at the direction of the Customs Compliance Manager. Job Duties Support the... strategic efforts of the Customs Compliance Manager and the company by: + Ensuring compliance with CBSA and CBP...
Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory... and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through...
SUMMARY: This role supports the Compliance team in the administration of an effective Trade Compliance program.... Work closely with the Compliance Manager to identify and resolve Red Flags. Prepare export license applications...
and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The... Compliance Contract type Permanent Contract Management position No Job summary The Lead Auditor conducts audit...
and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The... Compliance Contract type Permanent Contract Management position No Job summary The Lead Auditor conducts audit...
with all applicable export laws, regulations, and international trade controls. You will report directly to our Export Compliance...Innovate to solve the world's most important challenges Senior Export Compliance Officer Charlotte NC, Columbus OH...
experience in Compliance and Surveillance (Pre and Post Trade) solutions as a business analyst, product manager or similar role... in Compliance and Surveillance (Pre and Post Trade). Your experience in the Wealth Tech sector is not just a must—it’s crucial...
and external partners to assess and address compliance-related issues in the supply chain, including trade and finance... to build and maintain strong relationships with internal teams and external partners. Legal/Compliance/Trade...
Compliance Officer and will report to the Star Lab General Manager. The Star Lab Security Officer will be primarily responsible... a Trade Compliance Program within a startup environment. Star Lab is seeking an experienced, organized, and self-motivated...
Role: Sr. Business Analyst (TTRO & Regulatory Compliance) Location: New York City, NY (On-site) Duration :- 11 Months... Job Summary: We are seeking a highly experienced and motivated Senior Business Analyst with a deep understanding of Trade...
our impact and help more people live richer lives. We are seeking a Compliance Operations Associate with 1-3 years... of compliance or accounting experience and a bachelor's degree. This highly collaborative role will be responsible for carrying out...
Application Deadline: 03/02/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance... Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and corresponding...
or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business. Overview: The L2 FIU... Investigation Lead & Assistant Vice President (AML Compliance, Investigations Operations and Reporting) is responsible for providing...
Arena Investors, LP (“Arena”) is a global institutional asset manager that provides creative solutions..., we often provide capital where others won’t. Arena is looking to expand the team through the addition of a senior Compliance...
and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The.../2025 Job description Business type Types of Jobs - Compliance / Financial Security Job title Compliance Testing...
within Guggenheim Partners, is seeking an exceptional operations and risk focused individual to join its Program Compliance team... as an Associate. The Program Compliance team is a highly collaborative middle office group that oversees and manages key aspects...
within Guggenheim Partners, is seeking an exceptional operations and risk focused individual to join as Head of Program Compliance... issuance, managing regulatory trade reporting, approving funds transfers and deposits, coordinating margin calls and collateral...
Job Family: Risk & Regulatory Compliance Consulting Travel Required: Up to 50% Clearance Required: None... What You Will Do: Guidehouse has an aggressive growth strategy for its Financial Crimes, Risk and Compliance (FCRC) practice and currently seeks...