of the Compliance Monitoring and Testing team to perform testing of its broker/dealer (SMBC Nikko Securities America, INC... of benefits to its employees. Role Description SMBC's Compliance Department Americas Division is seeking a Vice President...
President of BSA/AML Compliance Monitoring and Testing. The Vice President will principally lead a team within the AML M&T group.... This role will have coverage for SMBC's U.S. operations. The Vice President will have oversight of a small team of compliance...
's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...) Testing Team is responsible for assessing compliance with AML/BSA and Sanctions laws and regulations. The QA Testing VP...
's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC... techniques to process, analyze and manage data sets subject of monitoring. The Communications Surveillance Vice President...
's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC... Associate level on the behalf of the Vice President ("VP") and report into a respective Team Lead. Analysts have the...