will provide more details. Responsibilities: Provide day-to-day oversight of tasks performed by the Risk Surveillance Unit..., based around Swap Dealer Reporting requirements. Provide oversight over Market Conduct monitoring for all Global Markets...
and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through... the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm...
and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through... the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm...
and procedures to align with evolving regulations and best practices. Reporting to the Vice President of FCC Advisory, this role.... Assist in the review, publishing and/or development of Key Performance Indicators (KPIs) and Key Risk Indicators (KRIs...