to identify potential compliance risks. Participating in any testing of new calibration or systems relating to the surveillance... in the administration of compliance policies and procedures relating to surveillance. Support new business initiatives e.g...
Surveillance Analyst to join the Team. This role will be Reporting into the Head of Compliance, and you will be responsible for the.../registers. Maintain other compliance monitoring and surveillance related logs and registers, including Conflicts of Interest...
Regulatory Compliance Advisory Analyst Location: London (3 days a week in the office) Are you ready... of surveillance technology and staff training initiatives. Scope of the Role: Oversee compliance obligations for the London...
The Compliance Analyst will support the Compliance team in monitoring transactions and communications within the... company. This role involves assisting in the delivery of key compliance services and ensuring that monitoring functions...
The Compliance Analyst will support the Compliance team in monitoring transactions and communications within the... company. This role involves assisting in the delivery of key compliance services and ensuring that monitoring functions...
. · Conduct compliance surveillance and monitoring controls by performing detailed documented investigations in accordance... and monitoring reports to the Senior Compliance Surveillance Officer for review. · Assist with the development and maintenance...
. · Conduct compliance surveillance and monitoring controls by performing detailed documented investigations in accordance... and monitoring reports to the Senior Compliance Surveillance Officer for review. · Assist with the development and maintenance...
to join us. About the Role Ensure Quilter Cheviot’s compliance with relevant regulatory requirements through effective surveillance..., monitoring, and advisory services. Surveillance and Monitoring Reviews Conduct reviews as outlined in the Compliance Programme...
The Compliance Department at Squarepoint has a wide range of roles and responsibilities that seek to: Maintain... and protect the good reputation of the firm Promote a strong culture of compliance and ethical behavior Ensure compliance...
to regularly ingest and monitor data to detect regulatory and compliance risks such as fraud, bribery and corruption, money... misconduct, trader, and market abuse (surveillance), and much more. This is achieved by combining deep forensic investigation...
Trading Operations Analyst Shift Pattern: Standard 40 Hour Week (United Kingdom) Scheduled Weekly Hours: 40... and regulatory requirements of the job in full Ensure Benchmark Regulation Compliance as a Benchmark Administrator. Participate...