Recruit Ref: L0595554783 Posting Date: 2025-02-05 Compliance First Consulting Limited Compliance Officer (Fresh... as Assistant compliance officer. On job training provided Skills & Requirements University graduates in accounting or BBA...
will be considered for the post of Senior Audit and Compliance Officer. If you are looking for an environment of growth.... Job Responsibilities: Assist in formulating/updating policies and procedures to ensure compliance of business with relevant rules...
General Compliance Officer Responsibilities: Implementation and perform regular or ad-hoc reviews of the Compliance... Monitoring Review Program; Assist in performing compliance monitoring, preparing presentation deck, compliance monitoring...
, we are seeking a dedicated Compliance and Risk Management Officer to join our team. This role is responsible for supporting the...Our company is committed to promoting a culture of compliance and proactive risk management. As we continue to grow...
-rounded Compliance officer. We are looking for a candidate who has good and relevant experience working in the following areas... and knowledge to develop his/her skills in other crucial areas of Compliance work. The role reports directly into the Head...
Managment Officer (Non-Managerial role) Our company is committed to promoting a culture of compliance and proactive risk... management. As we continue to grow, we are seeking a dedicated Compliance and Risk Management Officer to join our team...
Managment Officer (Non-Managerial role) Our company is committed to promoting a culture of compliance and proactive risk... management. As we continue to grow, we are seeking a dedicated Compliance and Risk Management Officer to join our team...
Responsibilities: Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities... with IT team and perform user acceptance test to validate, review and rectify drawbacks found; Handle ad hoc compliance...
compliance and meet requirements of service quality and corporate governance. To monitor the reporting on service quality... or compliance. Good interpersonal skills. Good command of written and spoken English and Chinese. Be able to work independently...
motivated and experienced Compliance Executives to join our fintech company. The Compliance Executives will be responsible...'s adherence to these standards and providing guidance to management and staff on compliance-related matters. Internal Title...
motivated and experienced Compliance Executives to join our fintech company. The Compliance Executives will be responsible...'s adherence to these standards and providing guidance to management and staff on compliance-related matters. Internal Title...
RESPONSIBILITIES Report to Legal & Compliance Manager and Head of Legal & Compliance Provide compliance advice... and other documentations Formulate and review general compliance manual, AML and other internal policies and procedures Keep abreast...
As part of our team, you are going to: Ensure compliance with the rules and regulations of different market data.... Review complaints or questions related to compliance issue and provide consultative support. Undertake ad hoc projects...
return and survey for regulators Carry out compliance trainings to the business units and provide advice to the management... on business initiatives and specific issues to ensure compliance with legal and regulatory requirements Manage local and regional...
Provide compliance advisory services to the business support and frontline units Review and update internal compliance... policies and guidelines Prepare compliance training materials and liaise with training team on the delivery of training...
Job description Risk and Compliance The Risk & Compliance function is a Second line of defence (LOD) function... of Compliance, Insurance is the senior accountable executive responsible for ensuring that HSBC's operations in Hang Seng Bank...
and customer CDD assessment, analyze and report suspicious transactions to AML/CFT Compliance Officer, and prepare and submit... Suspicious Transaction Reports (STRs) to Macau GIF. Conduct compliance checks to ensure the Bank's adherence to all relevant...
AML/CFT Officer for the Bank in Macau and the MIC of AML/CFT and Compliance Function Head of Registered Institutions..., and to creating a workplace culture that values collaboration, innovation, and excellence. Responsibilities Provide compliance...
. Job Description: Job description To assist the Hong Kong Business Unit Compliance Officer (BUCO) under the supervision of Director (Life & Health and Strategic... Officer (BUCO)/the delegated to develop, implement and monitor the risk-based compliance plan covering the relevant regulatory...
. Job Description: Job description To assist the Hong Kong Business Unit Compliance Officer (BUCO) under the supervision of Director (Life & Health and Strategic... Officer (BUCO)/the delegated to develop, implement and monitor the risk-based compliance plan covering the relevant regulatory...