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Keywords: Compliance Officer - Risk and Assurance, Location: London

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Risk and Assurance Officer

. Job Description As a Risk and Assurance Officer, you will play a key role in ensuring regulatory compliance across our global operations... and Assurance Officer will focus on the most pressing compliance issues while also taking on new projects as needed. Experience...

Company: Collinson Group
Location: London
Posted Date: 09 Apr 2025

Compliance Officer – Monitoring & Regulatory Assurance

Job Title: Compliance Officer Location: London Full time: Monday to Friday, 9:00am - 5:30pm Department: Risk... to join their Risk and Compliance team in London. About the Role As Compliance Officer, you will play a pivotal role in the second...

Company: Hydrogen Group
Location: London
Posted Date: 06 Apr 2025
Salary: £50000 per year

Compliance Assurance Officer

. Validate remediation actions stemming from assurance work, to ensure effective completion. Facilitate the Compliance Risk... relationships within Compliance globally and support the regions with Risk Assessment methodology and Assurance activities. Support...

Company: Marex
Location: London
Posted Date: 26 Feb 2025

Compliance Assurance Officer

. Validate remediation actions stemming from assurance work, to ensure effective completion. Facilitate the Compliance Risk... relationships within Compliance globally and support the regions with Risk Assessment methodology and Assurance activities. Support...

Company: Marex
Location: London
Posted Date: 22 Feb 2025

Head of Compliance & Enterprise Risk, EMEA (London)

, Head of Compliance and Enterprise Risk for the Europe, Middle East, and Africa (EMEA) region. This senior and critical... and services Risk Management: Identify potential compliance risks associated with business operations and develop strategies...

Company: PIMCO
Location: London
Posted Date: 11 Apr 2025

Global Head of Consumer Compliance and Market Conduct Risk, Global Compliance

to date as part of the overall Compliance Risk Management framework and in reviewing assurance reviews and identifying opportunities...Job Description: Global Head of Consumer Compliance and Market Conduct Risk, Global Compliance Job Summary...

Company: Chubb
Location: London
Posted Date: 02 Apr 2025

Deputy Risk Officer

We are looking for Deputy Risk Officer to work as a Deputy to our Head of Risk & Compliance. As part of a wider risk, compliance, legal...Deputy Risk Officer We are searching for an experienced Deputy Risk Officer Make an Impact at RSM UK...

Location: London
Posted Date: 12 Apr 2025

Credit Risk Officer

Job Description: Job Title Credit Risk Officer Location London Corporate Title Assistant Vice President Credit... and projections, including downside scenario analysis Producing credit ratings and assessing compliance with risk appetite...

Posted Date: 10 Apr 2025

Risk and Controls Officer – Financial Services

, they are now looking for a Risk and Controls Officer to help maintain compliance excellence and uphold their outstanding reputation...Job Description Risk and Controls Officer - Financial Services Location: South West London (Hybrid, 3 days...

Company: Pure Resourcing
Location: London
Posted Date: 28 Mar 2025
Salary: £40000 per year

Chief Compliance Officer

Chief Compliance Officer, Sustainalytics About Morningstar: Morningstar is a leading global provider of independent..., and more with comprehensive investment solutions. The Role: This role sits within Morningstar Sustainalytics. As Chief Compliance Officer...

Company: Morningstar
Location: London
Posted Date: 13 Apr 2025

Chief Compliance Officer

Chief Compliance Officer, Sustainalytics About Morningstar: Morningstar is a leading global provider of independent..., and more with comprehensive investment solutions. The Role: This role sits within Morningstar Sustainalytics. As Chief Compliance Officer...

Company: Sustainalytics
Location: London
Posted Date: 13 Apr 2025

Compliance Sanctions Officer​ - UK Sanctions Advisory (Vice President)

Role Overview: Serves as a Compliance Sanctions Officer​ for Independent Compliance Risk Management (ICRM... Enterprise wide and Horizontal risk assessments, self-assessment, internal audit or compliance assurance reviews. Supporting...

Company: Citigroup
Location: London
Posted Date: 11 Apr 2025

Compliance Advisory Officer

Description Compliance Advisory Officer We are looking for a Compliance Advisory Officer in our Compliance team.... The Compliance Team is an essential component of Funding Circle's second line of defence risk framework which means...

Company: Funding Circle
Location: London
Posted Date: 22 Mar 2025

Compliance Surveillance Strategy & Governance Officer

The Compliance Surveillance Strategy & Governance Officer will provide support to the Head of Surveillance Governance.... The successful candidate will build strong relationships globally with Business units, Technology, Compliance Assurance...

Company: Marex
Location: London
Posted Date: 06 Mar 2025

Compliance Surveillance Strategy & Governance Officer

The Compliance Surveillance Strategy & Governance Officer will provide support to the Head of Surveillance Governance.... The successful candidate will build strong relationships globally with Business units, Technology, Compliance Assurance...

Company: Marex
Location: London
Posted Date: 06 Mar 2025

Employee Compliance Global Compliance Officer

Job Description: Job Title Employee Compliance Global Compliance Officer Location London Corporate Title Vice... President Employee Compliance’s (EC) core function is to provide effective advice and tools to enable Deutsche Bank employees...

Posted Date: 22 Feb 2025

Senior Compliance Officer

: Assist Risk Management and other assurance colleagues in periodic assessments of regulatory compliance KRIs. Contribute... as delivered by your line manager, the Culture & People or assurance teams (compliance, risk, internal audit) either directly, via...

Company: Beazley
Location: London
Posted Date: 22 Feb 2025

MD - Head Financial Institutions Risk, Europe & Americas

to Financial Institutions Monitor compliance to Board approved Credit Risk Appetite (as applicable to Financial Institutions... within the Risk function and compliance with applicable internal policies, and external laws and regulations. Continuously...

Location: London
Posted Date: 09 Apr 2025

Head of Risk Advisory (Non-Financial Risk)

parameters; Conduct focused risk deep dives as appropriate, or instructed by the Risk Director or Group Chief Risk Officer... with Head of Compliance Advisory and Head of Compliance Monitoring to ensure Risk & Compliance have a mutually aligned approach...

Company: Quilter
Location: London
Posted Date: 05 Apr 2025

Business Risk Partner, COO

; and providing support in relation to other assurance reviews (e.g. led by Audit or Compliance Monitoring and Testing), to ensure... you have what you need to effectively deliver in your role. The Role: Business Risk Partner, COO (Manager/Expert) Business Risk Partners...

Company: M&G
Location: London
Posted Date: 03 Apr 2025