. What We're Looking For Please note: This role is focused on compliance monitoring and regulatory assurance. While experience... line of defence, supporting the delivery of the Compliance Monitoring Plan. You'll conduct thematic and assurance reviews...
of conducting Compliance monitoring, audit or similar assurance work in the financial services industry Familiarity with UK/EU...Where you’ll fit in & what our team goals are… In your role you will perform Compliance monitoring reviews covering...
: We have an exciting role in our Risk team for an Assurance and Compliance Officer. This is an additional resource for the team... responsibilities: As Assurance and Compliance Officer , you'll lead and support compliance initiatives, reporting to the Vice...
Minimum 6 years' experience* working in a Compliance Monitoring/Assurance, Advisory or Audit role within a UK regulated... Head of Compliance Assurance with the Compliance Assurance programme, leading reviews to verify the adequacy...
Minimum 6 years' experience* working in a Compliance Monitoring/Assurance, Advisory or Audit role within a UK regulated... Head of Compliance Assurance with the Compliance Assurance programme, leading reviews to verify the adequacy...
Monitoring/Assurance, Advisory or Audit role within a UK regulated financial institution Broad knowledge of compliance... Head of Compliance Assurance with the Compliance Assurance programme, leading reviews to verify the adequacy...
FCA Regulatory Compliance Specialist Remote - with occasional travel required across the business Full Time... and we are now looking for an experienced FCA Regulatory Compliance Specialist to join our vibrant team. This is an exciting role and would most likely suit...
regulatory compliance manager/officer looking to join a fast-paced, growing payments financial technology company. How you'll... collaborative regulatory compliance oversight and assurance. Drafting / embedding regulatory compliance policies and procedures...
Description Compliance Advisory Officer We are looking for a Compliance Advisory Officer in our Compliance team... Teams with respect to compliance with regulatory requirements and Funding Circle policies. Additionally, we monitor and test...
, we are recruiting for a Compliance Officer to join this successful financial services organisation. You will assist the Head... of Compliance ensuring regulatory compliance by carrying out regular compliance audit and review of files and calls, delivering...
activity, training, monitoring, surveillance and supporting the firm to implement regulatory change. The Compliance... is responsible for overseeing the adherence to regulatory requirements and expectations through Compliance policies, advisory...
activity, training, monitoring, surveillance and supporting the firm to implement regulatory change. The Compliance... is responsible for overseeing the adherence to regulatory requirements and expectations through Compliance policies, advisory...
: Assist Risk Management and other assurance colleagues in periodic assessments of regulatory compliance KRIs. Contribute...General: Job Description & Person Specification Job Title: Senior Compliance Officer: Group and UK Division...
of a global consumer compliance and market conduct risk management framework. The individual will provide leadership on regulatory... consumer compliance and market conduct risks and develop frameworks for regulatory compliance risk mitigation...
regulatory compliance. Reporting to the Chief Compliance Officer, UK, Europe & Bermuda, the role holder will be a member of the... that is appropriate to their role and seniority. Compliance and Regulatory Assurance Develop and maintain a robust risk-based...
. Development and execution of a compliance monitoring program including reporting and thematic second line assurance activity... across the company, and ensuring compliance with all applicable laws, rules, regulatory requirements and related policies...
to ensure compliance and effective communication. § Regulatory Monitoring: Monitor regulations relating to Technology, Data... are written, maintained and published in line with the Enterprise Risk Management Framework assuring compliance with regulatory...
Monitoring and completion of deviations, complaints, CAPA and change controls to maintain compliance in partnership... authorisations as and when required Perform assigned work according to current good regulatory practice and in compliance...
, regulatory compliance, and continuous improvement. This is a role that offers not only professional challenge but also the.... You will actively oversee and embed compliance contracts, provide guidance on safety and quality assurance, and collaborate with the...
a difference in the lives of residents? If so, this could be the perfect role for you! ABOUT THE GROUP HOUSING OFFICER ROLE... We are looking for a dedicated, proactive and experienced Group Housing Officer to join our small, close-knit housing management team based...