stakeholders across a number of functions. Responsible for quarterly FCA reporting Oversee end-to-end finance operations...
that you have worked in a similar role in a FCA regulated environment in either the Lloyd's Insurance industry or they will also consider... appraisals and training is a key requirement. We would love to speak to you if you have worked in a FCA regulated senior...
FS / FCA Audit Manager - London City - reputable firm (up to £75,000) Looking for a dynamic, driven and a qualified... to lead the growth of their FS division and play a central role towards developing their smaller end FCA regulated client base...
from £41,600 to £48,000 depending on skill and experience About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure... our financial markets are honest, fair and competitive. Follow this link to find out more About the FCA. Organisational Capability...
-earners within the team primarily in relation to FCA authorised fund documents. Responsibilities Assist fee-earners...
in a high pressure, deadline orientated environment FCA certification and ACT Cert ICM an advantage Skills Account...
You will provide paralegal support to fee-earners within the team primarily in relation to FCA authorised fund documents...
FCA filings: FCA Regdata (quarterly/annually); and FCA Connect (ad hoc) Assisting with SM&CR requirements, including...
be assigned as required. Candidates applying for this role must be aware that it is a Certified Role, subject to the FCA and PRA... out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing...
, and empowered to thrive. Candidates applying for this role must be aware that it is a Certified Role, subject to the FCA and PRA... out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing...
with precision, empathy, and efficiency. Keep our complaint resolution process razor-sharp and fully aligned with FCA regulations...
and record the publications and press releases of the FCA, PRA and insurance trade bodies Assist in the production of structured...
to the FCA/PRA/other Regulators Advise senior management and staff on changes in the rules and regulations and compliance... of conduct issued by the FCA under the Senior Managers Regime....
and complying with FCA guidelines Maintain core systems ensuring that all documents are uploaded to the back-office system...
FROM YOU IF YOU HAVE/ARE: Good understanding of AML regulations and CDD requirements, sanctions risk, the UK sanctions regime and the FCA’s guidance...
, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual Accountability...) are assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard...