stakeholders across a number of functions. Responsible for quarterly FCA reporting Oversee end-to-end finance operations...
that you have worked in a similar role in a FCA regulated environment in either the Lloyd's Insurance industry or they will also consider... appraisals and training is a key requirement. We would love to speak to you if you have worked in a FCA regulated senior...
FS / FCA Audit Manager - London City - reputable firm (up to £75,000) Looking for a dynamic, driven and a qualified... to lead the growth of their FS division and play a central role towards developing their smaller end FCA regulated client base...
from £41,600 to £48,000 depending on skill and experience About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure... our financial markets are honest, fair and competitive. Follow this link to find out more About the FCA. Organisational Capability...
to the business/operations where required. Ensure that the Compliance Monitoring Plan is aligned with current PRA/FCA... Manual, ensuring that it covers PRA/FCA regulations, identified products and risks. Presentation of Compliance Monitoring...
practitioner with excellent knowledge of FCA regulations. This includes things like PROD and ICOBs, with the...
control environment and manage external audits. Reporting to the FCA for regulated entities. Collaborate with senior... FCA for regulated entities. Collaborate with senior management to develop and implement financial strategies that support...
to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual Accountability Regime... and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following...
understanding of retail products and services. Knowledge and experience in the UK/EU regulatory environment, FCA rules, Consumer...
of personal insurance products and compliance (FCA, Consumer Duty) Experience in renewals, new business, and client queries...
) to lead compliance and financial crime functions at Owl UK, a payments institution regulated by the FCA. This leadership role... Directive (PSD) Individual, Chief Compliance Officer (CCO) and Money Laundering Reporting Officer (MLRO) under the FCA...
Manager role is focused on your ability to sell financial solutions to customers whilst ensuring FCA compliance at all times...
your technical skills, keeping abreast of industry developments, as well as any changes to inhouse or FCA regulations...
support with addressing the regulatory requirements and expectations of the Financial Conduct Authority (FCA). The team... and development and implementation of remediation plans following FCA reviews o Training, mentoring and on-going career development...
management support for RBC WME climate-related disclosures as required under the FCA. Assist in the co-ordination...
Relevant professional qualification as required, i.e. PRA/FCA Registered Exams or Exemptions Working towards or obtained CISI...
financial services sector, FCA regulations, and the wider regulatory landscape. A strong consulting mindset, able...