of U.S. Generally Accepted Accounting Principles, Securities and Exchange Commission financial reporting issues, and/or International... Financial Reporting Standards Experience in the Biotechnology, Pharmaceutical, Technology and Manufacturing verticals...
accounting areas such as US GAAP and SEC reporting Knowledge of IFRS is desirable Flexibility to travel, as needed (up to 25%)...HornBill is seeking a Transaction Services Manager in New York, New York (NY). Responsibilities: Plan/oversee...
. As the Accounting Manager, you will play a critical role in overseeing the financial accounting and reporting functions... (U.S. based and off-shore team) and ensuring timeliness of month-end/quarter-end closing, SEC financial reporting and SOX control...
reporting process and annual shareholder meeting process as well as responsibility for tracking relationships with both new... and annual SEC filings. Partner with cross-functional teams to synthesize business intelligence, including real-time insights...
support for the conduct program by monitoring the reporting, escalation, and timely remediation of conduct-related... deficiencies. Provide support to consequence management and regulatory self-reporting governance processes, including preparation...
providing advisory support to a broker-dealer equities sales and trading business. Knowledge of relevant SEC and FINRA rules... and regulations including transaction reporting, best execution, market access, Consolidated Audit Trail (CAT) requirements...
providing advisory support to a broker-dealer equities sales and trading business. Knowledge of relevant SEC and FINRA rules... and regulations including transaction reporting, best execution, market access, Consolidated Audit Trail (CAT) requirements...
support for the conduct program by monitoring the reporting, escalation, and timely remediation of conduct-related... deficiencies. Provide support to consequence management and regulatory self-reporting governance processes, including preparation...
engagements and other financial services activities. Members of the testing team may be assigned to conduct testing with respect... and examinations. Support reviews through the planning/scoping, fieldwork and reporting phases. Escalate potential issues...
engagements and other financial services activities. Members of the testing team may be assigned to conduct testing with respect... and examinations. Support reviews through the planning/scoping, fieldwork and reporting phases. Escalate potential issues...
) Experienced in the review of financial accounting, SEC and U.S. regulatory reporting (FR Y-9C, Y-9LP, Y-15, 11/2314... ledger management, accounting and reporting (SEC and U.S. regulatory reporting), direct and indirect taxation, and corporate...
as needed on risk-related questions Trade reporting responsibilities: Ensure that security-based swap trades are reported to the SEC... issuance, managing regulatory trade reporting, approving funds transfers and deposits, coordinating margin calls and collateral...
Involvement with Blackstone SEC financial reporting, including the preparation of quarterly filings Leading and assisting... and supports financial reporting for Blackstone’s real estate segment and strategic business initiatives. The RE FP&A Analyst...
earnings, executive changes, strategy announcements and other news disclosed by companies via press releases and/or SEC filings... and balance sheets + Previous reporting and editing experience in a breaking news environment + An ability to lead and inspire...
earnings, executive changes, strategy announcements and other news disclosed by companies via press releases and/or SEC filings... reporting and editing experience in a breaking news environment An ability to lead and inspire a team of reporters...
Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market... access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides...
and regulations related to the U.S. Cash Equities markets, including FINRA, SEC, SRO rules and market access regulations... them. Develops and maintains compliance information for analysis and reporting. Achieves compliance goals by maintaining...
Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management... with appropriate rules and regulations. Analyze surveillance data and develop reporting of key risk indicators for internal...
and guidance to a wide variety of asset management firms in managing their SEC compliance programs. You will work alongside... and producing an annual review report Assisting with the monitoring of Rule 204A-1 Code of Ethics reporting Qualifications...
financial reporting standards Strong communication skills, both written and oral; Ability to work independently and as a member... of audit workpapers to assess compliance with the Sarbanes-Oxley Act, the rules of the Board, the SEC, and professional...