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Keywords: Financial Services Risk, Internal Audit Process and Controls- Banking and Capital Markets - Senior, Location: New York City, NY

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Financial Services Risk, Internal Audit Process and Controls- Banking and Capital Markets - Senior

these qualities. Financial Services Risk, Internal Audit Process & Controls - Banking and Capital Markets - Senior..., then come join our dynamic FSO team! The opportunity Our Internal Audit practice provides comprehensive process, risk and control services...

Company: EY
Location: New York City, NY
Posted Date: 19 Sep 2024

Financial Services Organization - Technology Risk - Assurance - IT Audit Senior - New York City

and Capital Markets, Wealth and Asset Management and Insurance. Our purpose is to help build a financial services industry in... internal controls engagements and assisting with business development activities within financial services Experience...

Company: EY
Location: New York City, NY
Posted Date: 08 Nov 2024

Internal Audit- AML & Financial Crimes and Legal, Senior Vice President, New York, NY

and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the..., consulting, internal audit and/or regulatory agency examiner role within the financial services industry or a related control...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 24 Sep 2024

Manager, U.S. Internal Control and Global Wholesale Operations - Audit

including Capital Markets, Compliance, Risk Management, and IT to develop a stronger strategy for banking/broker-dealer audit... Bring 5+ years of progressive banking/broker-dealer experience in audit, risk, compliance, and/or capital markets...

Company: Scotiabank
Location: New York City, NY
Posted Date: 31 Aug 2024
Salary: $85700 - 159100 per year

Manager, U.S. Internal Control and Global Wholesale Operations - Audit

including Capital Markets, Compliance, Risk Management, and IT to develop a stronger strategy for banking/broker-dealer audit... Bring 5+ years of progressive banking/broker-dealer experience in audit, risk, compliance, and/or capital markets...

Company: Scotiabank
Location: New York City, NY
Posted Date: 30 Aug 2024
Salary: $85700 - 159100 per year

FSO, Digital Risk IT Controls Advisory Senior

. Experience with internal audit risk assessments, SOX/internal controls, tools and enablers within financial services..., IT internal audit and SOX service provider to the financial services industry, providing industry-focused professionals...

Company: EY
Location: New York City, NY
Posted Date: 08 Nov 2024

FS R&R Financial Risk – Financial Risk Transformation, Senior Associate

Industry/Sector Banking and Capital Markets Specialism Financial Risk Management Level Senior Associate... Job Description & Summary A career within Financial Risk and Regulatory services, will provide you with the opportunity to help business leaders...

Company: PwC
Location: New York City, NY
Posted Date: 24 Aug 2024

FS R&R Financial Risk – Financial Risk Transformation, Senior Manager

Industry/Sector Banking and Capital Markets Specialism Financial Risk Management Level Senior Manager... Job Description & Summary A career within Financial Risk and Regulatory services, will provide you with the opportunity to help business leaders...

Company: PwC
Location: New York City, NY
Posted Date: 23 Aug 2024

Equity Market Risk Analyst

understanding of financial markets gained in a Brokerage or Banking institution from either the Risk Management or Trading sides... access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides...

Company: Marex
Location: New York City, NY
Posted Date: 19 Sep 2024
Salary: $120000 - 150000 per year

Equity Market Risk Analyst

understanding of financial markets gained in a Brokerage or Banking institution from either the Risk Management or Trading sides... access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides...

Company: Marex
Location: New York City, NY
Posted Date: 19 Sep 2024
Salary: $120000 - 150000 per year

Audit Executive Director - Risk Team Lead

industry. Expert knowledge of financial and non-financial risk management and banking / capital markets products. Expert... knowledge of audit techniques, risk and internal controls assessment, and workpaper standards. Strong strategic thinking skills...

Posted Date: 29 Sep 2024

FS R&R Financial Risk – Financial Risk Transformation, Manager

Industry/Sector Banking and Capital Markets Specialism Financial Risk Management Level Manager... Job Description & Summary A career within Financial Risk and Regulatory services, will provide you with the opportunity to help business leaders...

Company: PwC
Location: New York City, NY
Posted Date: 24 Aug 2024

Senior Manager, First Line Operational Risk, New Business Initiatives and RCSA

. What You'll Do Strong non-financial risk, control, and regulatory experience in Capital Markets businesses... markets, and experience working on operational risk processes. Expert/good working knowledge of internal controls...

Company: Scotiabank
Location: New York City, NY
Posted Date: 24 Oct 2024

Senior Manager, First Line Operational Risk, New Business Initiatives and RCSA

. What You’ll Do Strong non-financial risk, control, and regulatory experience in Capital Markets businesses... markets, and experience working on operational risk processes. Expert/good working knowledge of internal controls...

Company: Scotiabank
Location: New York City, NY
Posted Date: 24 Oct 2024

Senior Manager, U.S. Compliance Risk Assessment

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products...

Company: Scotiabank
Location: New York City, NY
Posted Date: 18 Sep 2024

Senior Manager, U.S. Compliance Risk Assessment

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products...

Company: Scotiabank
Location: New York City, NY
Posted Date: 18 Sep 2024

Senior Manager, Markets Compliance Officer

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products...

Company: Scotiabank
Location: New York City, NY
Posted Date: 22 Oct 2024

Senior Manager, Markets Compliance Officer

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products...

Company: Scotiabank
Location: New York City, NY
Posted Date: 22 Oct 2024

Senior Audit Manager, U.S. Loan Review

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products...

Company: Scotiabank
Location: New York City, NY
Posted Date: 06 Nov 2024

Senior Audit Manager, U.S. Loan Review

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products...

Company: Scotiabank
Location: New York City, NY
Posted Date: 05 Nov 2024