Our client is on the lookout for a dynamic Senior Compliance Director to lead our compliance agenda and report directly... to our President. This pivotal role involves steering the compliance team, and crafting and implementing regulatory strategies...
: Supported by a dedicated UK&I Compliance team (including the local AML team) and the broader Ethics & Compliance Centre... of Excellence, you will be responsible for giving leadership, advice and support on ethics and compliance matters to our regulated...
for compliance for regulators, investors and wider stakeholders Review and develop the compliance monitoring program Provide... regulatory advice to the investment team and senior management Manage regular compliance and financial crime tasks Deliver...
Working for the Compliance Director of this specialist Insurance business in the Lloyd's Market, you will perform... a senior role in the Compliance team, taking the lead on Financial Crime, acting as the main point of contact for the...
This role will oversee our compliance framework and ensure adherence to regulatory requirements while also acting...: Lead developing and implementing the company's compliance framework, ensuring alignment with FCA and PRA regulations. Act...
Represent Compliance at relevant working groups and governance forums Keep Compliance management fully and regularly informed...
of the regulatory landscape through Horizon Scanning in relation to the CMP. Assist the Deputy Head of Compliance... Collation and delivery of compliance reporting at various levels within the company To provide insightful recommendations...
and best practice. The Compliance Manager will be part of the Pro MGA Team reporting to the Head of Compliance and working...Pro has an exciting opportunity for a Compliance Manager to join its Pro MGA Solutions team. The postholder...
Compliance Head with other compliance tasks and initiatives Minimum Requirements: Work Experience: University degree.... Champions an innovative and compliance mindset that embraces agility and creativity without compromising on ethical standards...
! How you'll make an impact: Supporting and collaborating with key stakeholders and the Head of 1LOD Compliance Operations....com is looking for a strategic-thinking, resourceful, and highly-driven Process Improvement Specialist - Compliance Operations to help drive process...
. You will report into the Head of Compliance, EMEA. This is a truly 'hands on' position, working autonomously to facilitate tangible... in London, your position, will be the responsibility for coordinating and managing global compliance related projects...
. You will report into the Head of Compliance, EMEA. This is a truly ‘hands on’ position, working autonomously to facilitate tangible... in London, your position, will be the responsibility for coordinating and managing global compliance related projects...
Business Divisions Group Functions Your role Are you an experienced Compliance and Operational Risk professional...? Can you take responsibility for the delivery of the Compliance and Operational Risk framework for our UK operations of UBS...
Head of Compliance in the development of policies, processes, methodologies and tools related to the Compliance discipline.... Oversees compliance with discipline standards, in collaboration with the Principal Manager. Provides compliance advisory...
's reputation and ensuring we operate ethically across the globe. Reporting to the Group Head of Compliance and working closely.... Job Description About Our Team At Informa, we've established a Group Compliance team within our Global Support Division. We're responsible...
's reputation and ensuring we operate ethically across the globe. Reporting to the Group Head of Compliance and working closely.... Job Description About Our Team At Informa, we've established a Group Compliance team within our Global Support Division. We're responsible...
, with strong internal audit or extensive second line experience in Legal and Compliance as it relates to investment banking. The role... is at Vice President level, and reports to the EMEA Head of International for Non-Financial Risks. This role will lead EMEA...
About The Role We are looking for a Retail Supermarket Compliance Auditor (Safe & Legal Auditor) to join our diverse... team. The successful candidate will ensure our store's operational compliance through the Safe & Legal audit programme...
Count on You To: Reporting into the London-based Head of Compliance - EMEA, the successful candidate will be instrumental...Senior Director Compliance Fitch Group is currently seeking a Senior Director based out of an EU/UK office. The...
monitoring reviews and support on others including assisting the Head of Compliance with engagement and research. Oversee... results with the Head of Compliance and/or other parties as appropriate. Summarise regulatory developments to share with team...