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Keywords: Head of Compliance, Location: USA

Page: 3

Compliance Remediation Manager

Support role directly reports to the Head of U.S. Compliance Business Management with primary emphasis on providing expertise...Job Summary See hiring manager for detail Job Description What is the opportunity? The Compliance Remediation...

Posted Date: 05 Feb 2025
Salary: $110000 - 190000 per year

Analyst - Compliance Programs

(NYSE: PPL) family of companies addressing energy challenges head-on by building smarter, more resilient, and more dynamic... strong, diverse communities today. Overview: The Senior Analyst - Compliance Programs will be an integral part of the Customer Gas...

Location: Cumberland, RI
Posted Date: 05 Feb 2025

Analyst - Compliance Programs

PPL Corporation (NYSE: PPL) family of companies addressing energy challenges head-on by building smarter, more resilient... and maintain strong, diverse communities today. Overview The Senior Analyst - Compliance Programs will be an integral part...

Company: PPL Corporation
Location: Cumberland, RI
Posted Date: 04 Feb 2025

Compliance Manager

progress and timely escalation of material findings to the Global Head of Compliance Monitoring and Surveillance. Produce... Contribute to the market abuse and compliance risk assessment and development of tests/ controls/ risk-based monitoring...

Posted Date: 02 Feb 2025
Salary: $100000 - 120000 per year

Investigations and Compliance Officer

). The Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to agency EEO... or agency head is a party. CEI develops and collaborates on strategies that fulfill the City's EEO mandates, under local laws...

Company: City of New York
Location: New York City, NY
Posted Date: 02 Feb 2025

Affiliate Fraud & Compliance Analyst

to amplify eBay's reach and impact. As an Affiliate Fraud & Compliance Analyst, you will be instrumental in safeguarding eBay...'s integrity by detecting and monitoring affiliate marketing fraud and ensuring regulatory compliance among EPN partners. This role...

Company: eBay
Location: Salt Lake City, UT
Posted Date: 02 Feb 2025

AVP, Nuveen Compliance

This position reports to the Head of Americas Distribution, Product, and Global Compliance Programs who is the Chief... Compliance Officer of Nuveen Securities, LLC, a registered U.S. broker-dealer, and Nuveen Canada Co., a regulated Canadian...

Company: TIAA
Location: Dallas, TX
Posted Date: 02 Feb 2025
Salary: $79500 - 140700 per year

Compliance Monitoring & Testing - Swap Dealer Compliance Vice President

of benefits to its employees. Role Description SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer... Compliance Monitoring & Testing (M&T). The VP is responsible for execution of the M&T program. This position will principally...

Posted Date: 02 Feb 2025

Manager - Compliance; Global Anti-Corruption

) team is responsible for the day-to-day management of the Company’s Anti-Corruption compliance program. Working closely... with GAC’s Director and GAC’s Global Head, the qualified candidate will be responsible for: Responsibilities: Establishing...

Company: American Express
Location: Sandy, UT
Posted Date: 01 Feb 2025
Salary: $90000 - 165000 per year

Compliance Risk Management, Associate

and Controls Self Assessment, and Internal Control Testing Support and execute ad hoc requests for Head of Compliance Risk...About the Team Americas Compliance, as a control function within the firm’s second line of defense as well...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 01 Feb 2025
Salary: $89250 - 110000 per year

Director - Compliance

or ‘the Team’) in Global Risk and Compliance (‘GRC’), and reports to the Head of RELM. RELM supports the end-to-end lifecycle... experience in exam management, regulatory affairs, risk management, and/or ops risk/compliance is a strong preference. Prior...

Company: American Express
Location: New York City, NY
Posted Date: 01 Feb 2025
Salary: $130000 - 205000 per year

Corporate Affairs Political and Compliance Specialist

, PAC and Compliance Duties o Partner with the Head of Federal Affairs on PAC management and PAC planning. o Organize... and compliance specialist. The ideal candidate has an interest in government affairs, excellent interpersonal skills, loves working...

Company: Weyerhaeuser
Location: Seattle, WA
Posted Date: 01 Feb 2025
Salary: $62900 - 94300 per year

Senior Global Quality Compliance Auditor

of Contact (SPOC) for assigned suppliers from a global portfolio, representing the Head of Global Quality Compliance US. Plan... improve the world. And that’s the kind of work we want to be part of. Join Lonza AG as a Senior Global Quality Compliance...

Company: Lonza
Location: Portsmouth, NH
Posted Date: 01 Feb 2025

Director, Ethics and Compliance

directly to the Head of US Ethics & Compliance and will be an integral player on the Ethics & Compliance team. The ideal... Summary The Director, US Ethics & Compliance, will collaborate with all Servier functions in a business partner role...

Company: Servier
Location: Boston, MA
Posted Date: 31 Jan 2025

Compliance Officer

Position Overview: This is a new role within the U.S. Legal and Compliance team reporting to the VP, Head of US Legal... and Compliance. This senior level compliance role will play a critical strategic role in overseeing and developing the company...

Company: PharmaEssentia
Location: Burlington, MA
Posted Date: 31 Jan 2025

Governance, Risk, and Compliance Lead

, organized, and passionate about GRC (Governance, Compliance, Risk) and information security. The ideal candidate is innovative... and threats, keeps a cool head in crisis, and advocates for improving the security of CTDS’s products and services...

Location: Chicago, IL
Posted Date: 30 Jan 2025
Salary: $126755 - 164036.36 per year

Senior Analyst, Issues Management & Reporting / U.S. Compliance

client relationships and leverage broader Bank relationships, systems, and knowledge. Assist the Head of U.S. Compliance... in preparing regular comprehensive reports on the Compliance Program for the Head of Central Compliance and senior Compliance...

Company: Scotiabank
Location: New York City, NY
Posted Date: 30 Jan 2025
Salary: $69400 - 129000 per year

Consumer Regulatory Compliance Consultant

Consumer Compliance Management Program Prepare any monthly reports and send all sensitive information to the head of the... lines, products and services. This consultant will also prepare monthly reports, assist the head of the department...

Company: Michael Page
Location: USA
Posted Date: 30 Jan 2025
Salary: $103992 - 135189 per year

Associate Vice President, Corporate Compliance (Code of Ethics)

and Compliance Department oversees and manages Ares’ global Legal, Regulatory and Compliance functions and programs. Under the... leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate...

Posted Date: 30 Jan 2025
Salary: $155000 - 190000 per year

Trade Compliance Specialist

and increase your knowledge in Trade Compliance and Export! WHAT YOU WILL DO You are responsible for the accuracy and integrity... operations, offering the broadest range of integrated solutions from the forecourt to the convenience store and head office...

Company: Vontier
Location: Duncansville, PA
Posted Date: 30 Jan 2025