One of the UK's largest and foremost law firms is currently recruiting for a Legal Compliance Officer within the... to meet its regulatory and legal obligations. Key responsibilities will include… - Conducting compliance assurance reviews...
Chichester District Council Legal & Democratic Services Divisional Manager (Monitoring Officer) Up... decision making. As the guardian of our legal standards, you will be responsible for upholding the highest levels of compliance...
A prestigious City law firm is seeking a Risk & Compliance Officer to join its Risk and Compliance team based in London... structures being an advantage. Familiarity with regulatory compliance and handling risk-related queries in a legal setting...
on their development of systems and controls for their compliance with the SRA's Accounts Rules Managing complex queries from fee earners... and Accounts related to the Solicitors' Accounts Rules, identifying and addressing any potential areas of non-compliance (e.g...
Junior Compliance Officer Department New Business Conflicts and Compliance Office Location London Reports... adheres to are fulfilled at all times. A Junior Compliance Officer will also be required to conducting ongoing monitoring...
Our client a leading Global Asset Management firm are recruiting for a Compliance Officer - Portfolio Compliance... - Asset Management to help support the shareholding disclosures team. The Compliance Officer - Portfolio Compliance - Asset...
Compliance Officers. The teams in Hong Kong and Singapore consist of a Business Acceptance Manager, a Senior Compliance Officer..., four Compliance Officers and a Compliance Assistant. Main Responsibilities The role of a Senior Compliance Officer...
Compliance Officers. The teams in Hong Kong and Singapore consist of a Business Acceptance Manager, a Senior Compliance Officer..., four Compliance Officers and a Compliance Assistant. Main Responsibilities The role of a Senior Compliance Officer...
: We have an exciting role in our Risk team for an Assurance and Compliance Officer. This is an additional resource for the team... responsibilities: As Assurance and Compliance Officer , you'll lead and support compliance initiatives, reporting to the Vice...
Description Compliance Advisory Officer We are looking for a Compliance Advisory Officer in our Compliance team... processes to deliver an unbeatable customer experience. The role As a Compliance Advisory Officer, you will work closely...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible... projects and regulatory exams directed by other organizations within the compliance or legal departments...
This is a position for a Compliance Officer to join the Risk and Compliance team that consists of the Head of Compliance, Risk... and Compliance Manager, Risk and Compliance lawyer, Compliance Officer, Junior Compliance Officer. The successful candidate will work...
and detail-oriented Compliance Officer to join the Business Acceptance Team. The successful candidate will play a pivotal role... business is conducted in compliance with relevant legal and ethical standards. Key Responsibilities: Assist in reviewing...
framework, this position can offer the opportunity to take on the role of a compliance officer, while being part of the... and remotely. Educated to degree level (or equivalent) Relevant industry qualification in a related compliance or legal...
JOB TITLE: Security Compliance Officer LOCATION: London Heathrow Airport/Occasional travel to UK Airports WORK... OF JOB DESCRIPTION The security compliance officer will be responsible for conducting compliance monitoring throughout the security functions...
with businesses to help them comply with their legal duties. The ideal Licensing Compliance Officer will have the following...Job Description Licensing Compliance Officer - Temp 3 months - £22.36 per hour - Hybrid/Hammersmith Local Authority...
General: Job description and person specification Job Title: Senior Compliance Officer - UK Regulatory Affairs - 12... month FTC Division: Compliance Key Relationships: Internal: Compliance Manager – UK Regulatory Affairs and Conduct...
and whistleblowing framework oversight. For more information visit Role Summary The ‘Senior Compliance Officer – Central Compliance... obligations, Compliance provides expert advice, oversight and thought leadership in relation to relevant rules and regulations...
. Your Role in Shaping Our Future We are searching for an exceptional Compliance Officer to join our dynamic team. Reporting... and legal requirements, developing and maintaining compliance frameworks that support responsible business practices...
OVERVIEW: The D. E. Shaw group seeks a talented compliance officer to join its Legal & Compliance team in London... contributions to the design and implementation of the firms UK regulatory compliance program in an inclusive and rigorous working...