of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF..., Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct. Champion...
Compliance Program in accordance with federal and state regulatory requirements and professional and compliance industry... on conducting compliance enterprise risk assessments to determine how many and what kind of risks exist in the organization...
of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF..., Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct. Champion...
, regulatory compliance, or related fields. Experience in internal audit, risk or remediation projects is highly desirable... is located in New York as part of the Compliance Division within the Implementation and Execution Office. You will be part...
oversight, regulatory tracking, TPA compliance oversight, and general compliance issues. Identify potential regulatory risks... resources, and ensuring on-time delivery. Host regular meetings with key personnel from business, legal, compliance, and risk...
oversight, regulatory tracking, TPA compliance oversight, and general compliance issues. Identify potential regulatory risks... resources, and ensuring on-time delivery. Host regular meetings with key personnel from business, legal, compliance, and risk...
with sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory environment.... Coordinate with Internal Control on compliance risk assessments, independently conduct the effective challenge of compliance risk...
with sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory environment.... Coordinate with Internal Control on compliance risk assessments, independently conduct the effective challenge of compliance risk...
and non-compliance with laws and regulations. Assist team in responding to regulatory inquiries, initiatives, audits... or regulatory exam support experience with at least 3 of which should involve compliance testing or audit. Experience/background...
and non-compliance with laws and regulations. Assist team in responding to regulatory inquiries, initiatives, audits... or regulatory exam support experience with at least 3 of which should involve compliance testing or audit. Experience/background...
as tax calculations for compliance purposes. Responsible for identifying complex tax related issues and providing recommended... solutions via research and/or position development. Lead the preparation and review of complex tax/accounting regulatory and tax...
SEC, CFTC, CIMA, ESMA and US Treasury. While a large portion of this role will focus on regulatory reporting compliance...Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term...
complex risk issues in a way that resonates with diverse audiences. Regulatory Compliance - Prior experience.... Familiarity with Regulatory expectation around Concentration Risk will be extremely helpful Strong analytical skills and the...
, and investment risk operations. Reporting to the Operational Risk Manager as part of the Global Investments organization, the... Relationships: Reports To: Operational Risk Manager Risk Interactions: GIRM Quantitative Analytics; GRM Columbus; Japan Risk...
, and investment risk operations. Reporting to the Operational Risk Manager as part of the Global Investments organization, the... Relationships: Reports To: Operational Risk Manager Risk Interactions: GIRM Quantitative Analytics; GRM Columbus; Japan Risk...
appropriate judgement when to escalate/consult with the manager where necessary. Advise account officers on credit risk issues... a decision. Policy Compliance Ensure compliance with external regulatory requirements (JFSA, BOJ, FRB, OCC and FDIC). Ensure...
with clients’ leadership to improve processes and procedures in areas such as banking governance, risk management, regulatory... utilize capital and liquidity resources, consistent with regulatory expectations. Focus on financial risk identification...
Lifecycle Risk Management Practices and infuse Risk Management culture into the organization. Drive compliance with Programs... (strategic, product, operational, financial, reputation, ecosystem, 3rd party, legal & regulatory, compliance, etc) and raise...
structure that facilitates effective decision-making and accountability within the trading division. Regulatory Compliance... is looking for a Director to join their Algorithmic Trading Risk and Control team, which sits in the Office of the Chief Operating Officer...
Front Line Unit Risk Manager (AVP) We are seeking a proactive and detail-oriented Front Line Unit Risk Manager (AVP... inquiries. Ensure security controls and compliance with regulatory standards. Qualifications: Bachelor's degree...