as a Senior Compliance and Legal Officer based in Houston, TX. The role holder will be responsible for monitoring and ensuring... and assistance on US DOT/CTA-related complaints and resolution. As a Senior Compliance and Legal Officer, you will be responsible...
for every future! Purpose The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct... operation of responsibilities as a Compliance Officer in accordance with Scotiabank's values and its Code of Conduct...
for every future! Purpose The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct... operation of responsibilities as a Compliance Officer in accordance with Scotiabank’s values and its Code of Conduct...
and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. What You'll..., and knowledge. Provide day-to-day compliance support for equities securities trading and sales businesses by advising on the...
and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. What You’ll..., and knowledge. Provide day-to-day compliance support for equities securities trading and sales businesses by advising on the...
THE WORK: Ripple is looking to hire a Chief Compliance Officer to lead the Company's global compliance efforts... onboarding/retention Ensure timely Compliance reporting of key risk and performance indicators to senior management and Ripple...
Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Chief Compliance Officer (CCO) to lead..., you will be responsible for advising senior management at MMA about risk and compliance issues, and leading a team of colleagues across the...
and registrations, anti-money laundering supervision, and advertising Work with senior management, Legal, Compliance, HR, Marketing... Officer. The selected candidates will be responsible for supporting the firm's overall compliance program including developing...
Job ID 4329 Description and Requirements Role Value Proposition: Compliance Risk Management (CRM) delivers... a compliance risk framework that enables the businesses and functions to comply with applicable internal and external rules...
and objectives. Serves as Compliance Officer within Bank Regulatory Compliance of the U.S. operation of The Bank of Nova Scotia (the... remediated and senior management is informed. Execute Enterprise Compliance requirements such as the review of GBM&T...
and objectives. Serves as Compliance Officer within Bank Regulatory Compliance of the U.S. operation of The Bank of Nova Scotia (the... remediated and senior management is informed. Execute Enterprise Compliance requirements such as the review of GBM&T...
and Customer Protection, Global Legal Affairs, Government and Regulatory Relations, and more. This role manages senior... Crimes and Customer Protection, Global Legal Affairs, Government and Regulatory Relations, and more. This role manages senior...
Senior Contracts and Grants Officer, US Legal Services, is a member of the Legal Services Technical Unit (LSTU) and reports... to the US Legal Services Director. The Senior Officer provides operational oversight related to legal services contracts...
Advanced knowledge in area of focus Education: Bachelor’s degree; experience in compliance, legal or other control...Serves as a risk officer for Client's Regulatory Management responsible for the promotion, support, monitoring...
and objectives with compliance strategy and risk appetite. Representing Chief Compliance Officer in significant strategic...Serves as key credit cards product and unsecured lending compliance risk manager and thought leader for Independent...
since 1926. Our company is seeking an efficient and diligent compliance officer that will be directly responsible for the day... transitioning a new property Compliance Officer Qualifications/Skills: Excellent communication and interpersonal skills...
agency, providing clients with personal care coordinators. Position: Compliance Director Reports Chief Legal Officer..., Family Support, Job Training & Employment Support Services, Health, Housing, and Legal Services. We reach more than...
: At least 3 years of experience as a compliance officer or in a risk management or control function role Knowledge of operational...Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...
as First Reporting Officer, and to the Senior Child Protection Advisor as Second Reporting Officer. Responsibilities... of a variety of reports, briefing notes, talking points and any other communications to brief senior mission staff in compliance...
affirmative action program (AAP) to ensure organizational compliance with legal requirements, including, but not limited...), and with related University policies. The AAO serves as the senior subject matter expert regarding compliance requirements...