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Keywords: Compliance Monitoring and Testing Officer, Location: London

Page: 1

Compliance Monitoring and Testing Officer

The Compliance Monitoring Officer will be responsible for conducting compliance monitoring reviews, ensuring thorough... Compliance Monitoring Plan. Conduct comprehensive compliance monitoring reviews, including thematic and desk-based periodic...

Company: Michael Page
Location: London
Posted Date: 05 Apr 2025
Salary: £77994 per year

Compliance Officer – Monitoring & Regulatory Assurance

Job Title: Compliance Officer Location: London Full time: Monday to Friday, 9:00am - 5:30pm Department: Risk... and Compliance Hydrogen Group are supporting our Banking client in search of a proactive and detail-oriented Compliance Officer...

Company: Hydrogen Group
Location: London
Posted Date: 06 Apr 2025
Salary: £50000 per year

Compliance Monitoring Officer

Where you’ll fit in & what our team goals are… In your role you will perform Compliance monitoring reviews covering..., product development etc). How you'll spend your time... Perform a variety of Compliance Monitoring activities, covering...

Location: London
Posted Date: 29 Mar 2025

Compliance and Assurance Officer

: We have an exciting role in our Risk team for an Assurance and Compliance Officer. This is an additional resource for the team... responsibilities: As Assurance and Compliance Officer , you'll lead and support compliance initiatives, reporting to the Vice...

Company: Collinson Group
Location: London
Posted Date: 23 Mar 2025

Security Compliance Officer

OF JOB DESCRIPTION The security compliance officer will be responsible for conducting compliance monitoring throughout the security functions...JOB TITLE: Security Compliance Officer LOCATION: London Heathrow Airport/Occasional travel to UK Airports WORK...

Company: ABM
Location: London
Posted Date: 12 Mar 2025

Compliance Surveillance Strategy & Governance Officer

activity, training, monitoring, surveillance and supporting the firm to implement regulatory change. The Compliance... The Compliance Surveillance Strategy & Governance Officer will provide support to the Head of Surveillance Governance...

Company: Marex
Location: London
Posted Date: 06 Mar 2025

Compliance Surveillance Strategy & Governance Officer

activity, training, monitoring, surveillance and supporting the firm to implement regulatory change. The Compliance... The Compliance Surveillance Strategy & Governance Officer will provide support to the Head of Surveillance Governance...

Company: Marex
Location: London
Posted Date: 06 Mar 2025

Senior Compliance Officer

to the design and delivery of compliance monitoring and testing as needed. General It is important...General: Job Description & Person Specification Job Title: Senior Compliance Officer: Group and UK Division...

Company: Beazley
Location: London
Posted Date: 22 Feb 2025

Compliance Officer - Risk and Assurance

Our client a leading International Bank are recruiting for a Compliance Officer - Risk and Assurance to work closely... with the Head of Central Compliance. The Compliance Officer - Risk and Assurance who will be based in London...

Company: Michael Page
Location: London
Posted Date: 15 Jan 2025
Salary: £65000 per year

Regulatory Compliance Officer – Client Facing Branch Oversight (London)

regulations Monitoring and Testing: Conduct compliance monitoring and testing to ensure adherence to regulatory frameworks... and motivated Compliance Expert to join its EMEA Regulatory Compliance team in London. This role will focus on Client Facing...

Company: PIMCO
Location: London
Posted Date: 19 Mar 2025

Compliance Assurance Officer

desk and thematic reviews as per the annual Compliance Assurance Plan, including scoping, testing and report drafting... Minimum 6 years' experience* working in a Compliance Monitoring/Assurance, Advisory or Audit role within a UK regulated...

Company: Marex
Location: London
Posted Date: 26 Feb 2025

Compliance Assurance Officer

desk and thematic reviews as per the annual Compliance Assurance Plan, including scoping, testing and report drafting... Minimum 6 years' experience* working in a Compliance Monitoring/Assurance, Advisory or Audit role within a UK regulated...

Company: Marex
Location: London
Posted Date: 22 Feb 2025

Senior Compliance Assurance Officer

desk and thematic reviews as per the annual Compliance Assurance Plan, including scoping, testing, reporting... Monitoring/Assurance, Advisory or Audit role within a UK regulated financial institution Broad knowledge of compliance...

Company: Marex
Location: London
Posted Date: 22 Feb 2025

Global Head of Consumer Compliance and Market Conduct Risk, Global Compliance

interface with areas in the business. Responsibilities The role will report to the Chief Compliance Officer, Global... indicators and ongoing monitoring of metrics relating to key market conduct risks; and testing the risk management frameworks...

Company: Chubb
Location: London
Posted Date: 02 Apr 2025

Compliance Apprentice

This is a 18-month Level 3 Compliance Officer Apprenticeship programme which is a work based qualification focusing on gaining... job learning, skills trainings and networking. You will: Perform compliance testing - verifying processes are completed in the...

Location: London
Posted Date: 22 Mar 2025

Front Office Trading Services, Officer

and participates on projects related to new trading initiatives, testing and implementation planning. Why this role is important... Trading Services, Officer you will Key Responsibilities/Skills & Knowledge/ Qualification Assist SSGM Sales & Trading...

Company: State Street
Location: London
Posted Date: 05 Apr 2025

Senior Probation Officer

comprehensive support for probationers. Monitoring and Compliance: Monitor and enforce compliance with probation conditions...Job Description We are seeking a dedicated and compassionate Probation Officer to join our team in Redbridge, London...

Posted Date: 04 Apr 2025
Salary: £33.56 per hour

Probation Officer

comprehensive support for probationers. Monitoring and Compliance: Monitor and enforce compliance with probation conditions...Job Description We are seeking a dedicated and compassionate Probation Officer to join our team in Fulham...

Posted Date: 23 Mar 2025
Salary: £28 - 31 per hour

IT & Information Security Manager

Data Protection Officer, ensuring compliance with data protection regulations. Champion a culture of security awareness... Security Manager. In this role, you will be responsible for ensuring our ongoing compliance with ISO27001 and Cyber...

Company: Zaizi
Location: London
Posted Date: 03 Apr 2025
Salary: £70000 - 90000 per year

Business Risk Partner, COO

; and providing support in relation to other assurance reviews (e.g. led by Audit or Compliance Monitoring and Testing), to ensure... Controls Officer function. Key Responsibilities: Support Identification, on-going maintenance and management of risks...

Company: M&G
Location: London
Posted Date: 03 Apr 2025