administration of Guggenheim Securities Compliance policies as it relates to personal trading and employee activities. The individual...Job Description: Position Summary Guggenheim Securities is seeking a motivated compliance professional to assist...
for every future! Purpose The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct... of responsibilities as a Compliance Officer in accordance with Scotiabank's values and its Code of Conduct. Understand how the Bank...
for every future! Purpose The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct... of responsibilities as a Compliance Officer in accordance with Scotiabank’s values and its Code of Conduct. Understand how the Bank...
Job description Business type Types of Jobs - Compliance / Financial Security Job title AML / OFAC Compliance Officer / Advisory... on proposed activities and transactions. Review daily transactions to ensure that all activity is in compliance w/ current BSA...
Job description Business type Types of Jobs - Compliance / Financial Security Job title AML / OFAC Compliance Officer / Advisory... on proposed activities and transactions. Review daily transactions to ensure that all activity is in compliance w/ current BSA...
Job Description: About the Role: Grade Level (for internal use): 12 The Team: The Technology Risk & Compliance... Officer will work closely with the Ratings Technology and Data Organization to provide advice and guidance related to risk...
Job Description: Job Title Compliance Officer – Fixed Income Sales & Trading - Credit Corporate Title Vice...) related to Credit sales and trading activities, surveillance and monitoring of controls, supervision, and other issues...
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading - Rates...) business, you will advise on issues (questions, problems, or proposals) related to Rates sales and trading activities...
with other Compliance officers to ensure training is consistent across businesses. In coordination with the Training Group, evaluate... offered by the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business...
with other Compliance officers to ensure training is consistent across businesses. In coordination with the Training Group, evaluate... offered by the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business...
will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance...Summary: This position is placed within the Advisory group of the Financial Security team. The position's main...
Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM... issues, transactional approvals and the application of internal compliance policies for day-to-day activities; Directing the...
they are and what they contribute. To learn more about CIBC, please visit Reporting to the Swap Dealer Chief Compliance Officer, the Director, RCM... coordination of RCM activities, and ensuring alignment with industry standards and the Bank’s Regulatory Compliance Management...
in various PWG governance committees and will be based in New York City and report to CIBC’s US PWG Chief Compliance Officer... with a strong background in investment related compliance to perform oversight of PWG business activities. As part of the responsibility...
Category: Construction Management The LiRo Group Overview We have an immediate need for a Project Officer II & III...Project Officer II / III US-NY-Long Island City Job ID: 2023-2793 Type: Regular Full-Time # of Openings: 2...
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers... a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...
of compliance issues Risk management/quality case reviews In Collaboration with the Chief Growth Officer, supervise the Ambulatory... Spending Accounts (FSAs). Pre-tax employee-paid contributions for commuting expenses. Physician Affiliate Group of New York...
Business Unit Group Manager may coordinate and manage activities such as the tracking of business financials, employee...The Senior Business Unit Group Manager is a senior-level position responsible for the overall administrative activities...
. The group is headed by the Head of ERM who reports directly to the Citigroup Chief Risk Officer (CRO). About the Team... services that enable growth and economic progress. Our core activities are safeguarding assets, lending money, making payments...
, cultural awareness activities and Employee Resource Groups (ERGs). With global chapters, ERGs are a cornerstone for our culture... member of the team. Who we are American International Group, Inc. (AIG) is a leading global insurance organization...