, technology, and world-class talent. The Director of Internal Controls and Compliance is responsible for overseeing the... controls and compliance team, promoting a culture of integrity, accountability, and continuous improvement. Internal...
on the final candidate's experience, skillset, certifications, and geography. The Role The Sr Director, SOX Internal... effectiveness of internal controls Propose recommendations for changes to address root cause of issues and participate...
and operating effectiveness of internal controls relating to wholesale bank and trading operations and internal control within the... as part of the team and assist the Senior Managers and/or Director, US Internal Control & Global Wholesale Operations Audit...
and operating effectiveness of internal controls relating to wholesale bank and trading operations and internal control within the... as part of the team and assist the Senior Managers and/or Director, US Internal Control & Global Wholesale Operations Audit...
as a comprehensive risk professional in the areas of compliance, enterprise risk management, governance, internal controls, and data...) as an Internal Audit & Risk Director! Our Risk Advisory practice provides a full spectrum of services to help our clients assess...
. Your Role Reporting to the Regional Director of Internal Audit, the Internal Audit Director is responsible for leading... a real impact in a dynamic firm across its front to back operations. The Internal Audit Director drives key strategic...
Job Description: As a Banking Compliance Risk Director, you will get the opportunity to grow and contribute... work experience working in compliance, risk or internal audit departments at commercial/retail banks or other financial...
US Capital Markets Compliance Team is seeking a Compliance Director with primary accountability for the Firm’s Cash Equities... compliance controls. Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance...
you are now and create your future. Position Summary Huron is seeking an experienced Regulatory and Compliance Risk Director... on risk management practices, frameworks, and compliance. Stakeholder Engagement: Collaborate with internal and external...
(Director) Contract type Permanent Contract Job summary Summary: The Fixed Income Compliance Officer is responsible... directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Key Internal contacts: o All GMD...
(Director) Contract type Permanent Contract Job summary Summary: The Fixed Income Compliance Officer is responsible... directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Key Internal contacts: o All GMD...
Cyber Risk and Compliance team is designed to provide support to the Market Intelligence division with internal and external...Job Description: About the Role: Grade Level (for internal use): 12 Position Summary This position within the...
Summary: The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global... policies and procedures related to NFA/CFTC/FINRA/SEC Rules and Regulations. -Complete monthly/quarterly/annual controls...
and audits of Compliance by Internal Audit; Designing and implementing risk assessments of U.S. regulatory requirement group... they are and what they contribute. To learn more about CIBC, please visit The Senior U.S. Equity Derivatives Compliance Officer is responsible...
opportunities for Director, Control Management within Amex Finance (US only). You Lead the Way. We’ve Got Your Back. With the... a range of roles to grow your career. Find your place in finance on #TeamAmex. Finance is looking for a Director of Governance...
is to establish the Operational Risk and Controls strategy for GMNS and set up a foundational governance structure that ensures... operational risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs...
recurrence through effective remediation and lesson learning. EDDS is looking for a Director of Issues, Events & Remediation..., functional areas, and geographies. The Director, EDDS Issues, Events & Remediation will: Scope, triage (prioritize...
department heads, engineers, auditors, and customers. This position will report to the Director, Technology Compliance... a more trustworthy Internet. Come join us. Technology Compliance Lead - Security As a Technology Compliance Lead, you will help scale...
Summary Global Markets Regulatory Compliance (“GMRC”) Advisory - Americas Director is responsible for providing... to ensure compliance issues are identified and remediated. Key Internal contacts o All GMD business units; o Legal...
. · Evaluate new products and activities to ensure compliance issues are identified and remediated. Key Internal contacts... Job description Business type Types of Jobs - Compliance / Financial Security Job title Global Markets Regulatory Compliance Advisory...