and whistleblowing framework oversight. For more information visit Role Summary The Senior Compliance Officer – Regulatory.... Compliance is responsible for overseeing the adherence to regulatory requirements and expectations through compliance policies...
Job Title: Compliance Officer Location: London Full time: Monday to Friday, 9:00am - 5:30pm Department: Risk... and Compliance Hydrogen Group are supporting our Banking client in search of a proactive and detail-oriented Compliance Officer...
and regulatory requirements, and implementing and maintaining a robust risk and compliance infrastructure. This senior role... Chief Compliance and Risk Officer (CCRO) for the Equals Group and will be responsible for the Regulatory Compliance function...
Risk & Compliance Officer to join their growing team. This is a part-time permanent role, which will see you thrive... for the onboarding of clients. To ensure compliance and manage the regulatory requirements. Ensuring the Risk Register...
of a team? If so, we want to hear from you! Position Overview: As a Senior Compliance Officer, you will play a pivotal role... and assist with regulatory change management. Support the Compliance & Operations Director in updating departmental policies...
of service! Senior Risk & Compliance Officer Key Responsibilities: Manage the firm's regulatory requirements, ensure...Senior Risk & Compliance Officer Top European Intellectual Property Firm is seeking an experienced Risk & Compliance...
Compliance Officers. The teams in Hong Kong and Singapore consist of a Business Acceptance Manager, a Senior Compliance Officer..., four Compliance Officers and a Compliance Assistant. Main Responsibilities The role of a Senior Compliance Officer...
Compliance Officers. The teams in Hong Kong and Singapore consist of a Business Acceptance Manager, a Senior Compliance Officer..., four Compliance Officers and a Compliance Assistant. Main Responsibilities The role of a Senior Compliance Officer...
and whistleblowing framework oversight. For more information visit Role Summary The ‘Senior Compliance Officer – Central Compliance.... Compliance is responsible for overseeing the adherence to regulatory requirements and expectations through compliance policies...
Financial Ltd are searching for Senior Surveillance Compliance officer to join their team in London. The role focusses... Global Relay, Audio platforms and various Marex data sources. Ensuring compliance with the company's regulatory requirements...
General: Job Description & Person Specification Job Title: Senior Compliance Officer: Group and UK Division... Compliance, UK Compliance managers, UK, EU and US Compliance Staff. Boards, committees and senior management, all major business...
matter expert for the Compliance Department in relation to Optiver's FICC business. Provide trading floor and regulatory... with compliance team members and other global functions. Assist in the preparation of regulatory filings, including responses...
, and embedding policies, procedures, processes, systems, and controls to ensure compliance with applicable regulatory requirements... is required Experience in performance compliance regulatory assessments and producing compliance reports is desired...
Chief Compliance Officer, Sustainalytics About Morningstar: Morningstar is a leading global provider of independent..., and more with comprehensive investment solutions. The Role: This role sits within Morningstar Sustainalytics. As Chief Compliance Officer...
Chief Compliance Officer, Sustainalytics About Morningstar: Morningstar is a leading global provider of independent..., and more with comprehensive investment solutions. The Role: This role sits within Morningstar Sustainalytics. As Chief Compliance Officer...
, we are recruiting for a Compliance Officer to join this successful financial services organisation. You will assist the Head... of Compliance ensuring regulatory compliance by carrying out regular compliance audit and review of files and calls, delivering...
Role Overview: Serves as a Compliance Sanctions Officer for Independent Compliance Risk Management (ICRM... of sanctions regulatory requirements that Citi must comply with; assessing related sanctions risk exposure, overseeing the quality...
The Compliance Monitoring Officer will be responsible for conducting compliance monitoring reviews, ensuring thorough..., and maintaining the Compliance Monitoring Manual, and provide senior management with relevant information on the plan's progress...
Description Compliance Advisory Officer We are looking for a Compliance Advisory Officer in our Compliance team... Teams with respect to compliance with regulatory requirements and Funding Circle policies. Additionally, we monitor and test...
to ensure a strong and effective compliance team. Senior Compliance Roles: Serve as Chief Compliance Officer (CCO), holding... and regulatory affairs, with a comprehensive grasp of relevant laws and guidelines. Senior Compliance Leadership: Experience...