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Keywords: Senior Manager, IT Regulatory Compliance Reporting, Location: New York City, NY

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Regulatory Strategy Manager

at MSK: Join our Investigational Product Development and Regulatory Compliance team as a Regulatory Strategy Manager! We’re... research staff on investigational drug, device, and biologic regulations. Regulatory Compliance & Expertise: Maintain advanced...

Posted Date: 10 Feb 2025
Salary: $98500 - 157600 per year

Senior Manager, IT Regulatory Compliance Reporting

Compliance Oversight and Reporting team in advising IT on requirements to comply with regulatory obligations, as well... regulatory compliance oversight and reporting function for Markets and Enterprise Technology (MET) U.S. This role assists the...

Company: Scotiabank
Location: New York City, NY
Posted Date: 15 Feb 2025

Senior Manager, IT Regulatory Compliance Reporting

Compliance Oversight and Reporting team in advising IT on requirements to comply with regulatory obligations, as well... regulatory compliance oversight and reporting function for Markets and Enterprise Technology (MET) U.S. This role assists the...

Company: Scotiabank
Location: New York City, NY
Posted Date: 14 Feb 2025

Senior Manager, IT Regulatory Compliance Oversight

the regulatory compliance oversight and reporting function for Markets and Enterprise Technology (MET) U.S. This person... and other U.S. control functions, supporting IT obligation compliance. In addition, this role oversees the technology department reporting...

Company: Scotiabank
Location: New York City, NY
Posted Date: 15 Feb 2025

Senior Manager, IT Regulatory Compliance Oversight

the regulatory compliance oversight and reporting function for Markets and Enterprise Technology (MET) U.S. This person... and other U.S. control functions, supporting IT obligation compliance. In addition, this role oversees the technology department reporting...

Company: Scotiabank
Location: New York City, NY
Posted Date: 14 Feb 2025

Tax Services Manager-Financial Services - Global Compliance and Reporting - Real estate-EDGE

become even better. Join us and build an exceptional experience for yourself, and a better working world for all. The exceptional EY experience. It... as tax calculations for compliance purposes. Responsible for identifying complex tax related issues and providing recommended...

Company: EY
Location: New York City, NY
Posted Date: 30 Dec 2024

Regulatory Senior Manager

Our roster has an opening with your name on it FanDuel Group is seeking a Regulatory Senior Manager to play a critical role.... As a Regulatory Senior Manager, you will manage regulatory compliance documentation, collaborating with cross-functional teams...

Company: FanDuel
Location: New York City, NY
Posted Date: 09 Feb 2025
Salary: $114000 - 150000 per year

Senior Manager, Regulatory Relations

we take care of ourselves, each other, and our communities. Job Description Summary: PayPal, Inc. is seeking a Senior Manager... experience in regulatory compliance supporting digital currencies and blockchain technology (e.g., NY Department of Financial...

Company: PayPal
Location: New York City, NY
Posted Date: 23 Jan 2025

Senior Manager, U.S. Financial Reporting

, and other Fed reports. Assist the Broker Dealer Regulatory Reporting team in ensuring compliance with Broker Dealer 15c3-1 Net... preparation of key Broker Dealer regulatory reports, including the FOCUS report, FINRA Supplemental Reporting, FR Y-15...

Company: Scotiabank
Location: New York City, NY
Posted Date: 13 Feb 2025

Senior Manager, U.S. Financial Reporting

, and other Fed reports. Assist the Broker Dealer Regulatory Reporting team in ensuring compliance with Broker Dealer 15c3-1 Net... preparation of key Broker Dealer regulatory reports, including the FOCUS report, FINRA Supplemental Reporting, FR Y-15...

Company: Scotiabank
Location: New York City, NY
Posted Date: 12 Feb 2025

Senior Manager, US ABAC Compliance

for every future! Purpose The Senior Manager, Enterprise Anti-Bribery & Anti-Corruption contributes to the overall success... to enhance employee awareness; Participating in the annual Compliance Risk Control Assessment exercise; Administering the...

Company: Scotiabank
Location: New York City, NY
Posted Date: 14 Feb 2025

Senior Manager, US ABAC Compliance

for every future! Purpose The Senior Manager, Enterprise Anti-Bribery & Anti-Corruption contributes to the overall success... to enhance employee awareness; Participating in the annual Compliance Risk Control Assessment exercise; Administering the...

Company: Scotiabank
Location: New York City, NY
Posted Date: 13 Feb 2025

Senior Manager, Markets Compliance Officer

with sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory environment..., analyzing any potential compliance issues identified, and preparing a written response. Coordinate with Regulatory Relations...

Company: Scotiabank
Location: New York City, NY
Posted Date: 24 Jan 2025

Senior Manager, Conduct Compliance Officer

deficiencies. Provide support to consequence management and regulatory self-reporting governance processes, including preparation... compliance or securities/banking regulatory experience. Knowledge of securities laws, SEC and FINRA rules and guidance, FRB...

Company: Scotiabank
Location: New York City, NY
Posted Date: 24 Jan 2025

Senior Manager, Markets Compliance Officer

with sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory environment..., analyzing any potential compliance issues identified, and preparing a written response. Coordinate with Regulatory Relations...

Company: Scotiabank
Location: New York City, NY
Posted Date: 23 Jan 2025

Senior Manager, Conduct Compliance Officer

deficiencies. Provide support to consequence management and regulatory self-reporting governance processes, including preparation... compliance or securities/banking regulatory experience. Knowledge of securities laws, SEC and FINRA rules and guidance, FRB...

Company: Scotiabank
Location: New York City, NY
Posted Date: 23 Jan 2025

Regulatory Strategy Manager

Product Development and Regulatory Compliance team as a Regulatory Strategy Manager! We’re looking for a dynamic... research staff on investigational drug, device, and biologic regulations. Regulatory Compliance & Expertise: Maintain advanced...

Posted Date: 10 Feb 2025
Salary: $98500 - 157600 per year

Compliance Officer Senior

, etc.). Must-Have* Bachelor's Degree or equivalent Minimum 7 years of lending, compliance, and regulatory reporting. Minimum 5 years... and be accustomed to working with deadlines. Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA...

Posted Date: 22 Dec 2024
Salary: $111408 - 189738 per year

Senior Compliance Officer - Fixed Income

and reporting. Achieve compliance goals by maintaining current knowledge of regulatory requirements and developments. Maintain... on compliance oversight over BMO’s Fixed Income activities, and maintain current knowledge of regulatory requirements...

Company: Bank of the West
Location: New York City, NY
Posted Date: 13 Feb 2025
Salary: $135000 - 140000 per year

Manager, Governance Risk & Compliance (GRC)

Job Title Manager, Governance Risk & Compliance (GRC) Job Description I. Job Summary The Manager of Governance... and regulatory requirements. Ensure compliance with relevant laws, regulations, and industry standards related to information...

Company: Dotdash Meredith
Location: New York City, NY
Posted Date: 15 Feb 2025